{
  "crd_number": 338530,
  "slug": "mindset-asset-management-llc-indianapolis-in-338530",
  "primary_business_name": "MINDSET ASSET MANAGEMENT, LLC",
  "legal_name": "MINDSET ASSET MANAGEMENT, LLC",
  "dbas": [],
  "city": "Indianapolis",
  "state": "IN",
  "country": "United States",
  "cbsa_code": "26900",
  "metro": {
    "cbsa_code": "26900",
    "common_name": "Indianapolis",
    "msa_name": "Indianapolis-Carmel-Greenwood, IN",
    "path": "/advisors/in/indianapolis"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-09-30",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-08-26",
  "carried_forward": false,
  "raum_total": 0.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "IN"
  ],
  "websites": [
    "https://mindset-am.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/338530",
  "city_as_filed": "INDIANAPOLIS",
  "url": "https://advisorcensus.com/firm/mindset-asset-management-llc-indianapolis-in-338530",
  "display_name": "Mindset Asset Management, LLC",
  "summary": "Mindset Asset Management, LLC is an SEC-registered investment advisory firm in Indianapolis, IN, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 26, 2026.",
  "citation": "AdvisorCensus. Mindset Asset Management, LLC (CRD 338530): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Mindset Asset Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Mindset Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; other."
    },
    {
      "q": "How much does Mindset Asset Management, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated June 15, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Mindset Asset Management, LLC located?",
      "a": "Mindset Asset Management, LLC's principal office is in Indianapolis, IN, according to its Form ADV."
    },
    {
      "q": "Is Mindset Asset Management, LLC registered with the SEC or a state?",
      "a": "Mindset Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 338530."
    },
    {
      "q": "How much does Mindset Asset Management, LLC manage?",
      "a": "Mindset Asset Management, LLC reports $0 in regulatory assets under management in its Form ADV filing dated August 26, 2026."
    },
    {
      "q": "Does Mindset Asset Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/338530"
    },
    {
      "q": "Does Mindset Asset Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 15, 2026 says: \"The Firm does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship.\""
    },
    {
      "q": "What changed in Mindset Asset Management, LLC's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 15, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1% of assets a year",
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "None",
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Our annual fee ranges up to 1% annually and is assessed and/or charged quarterly in advance, based on the value at the end of the billing period . Fees are based on a percentage of assets under management .",
          "Mindset offers services on a fee basis, which may include fees based on assets under management or advisement, hourly, or one-time consulting."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "The Firm does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: None"
        ],
        "quotes": [
          "The Firm does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 1.0,
      "account_minimum": 0.0,
      "minimum_annual_fee": 0.0,
      "planning": []
    },
    "quotes": [
      "Our annual fee ranges up to 1% annually and is assessed and/or charged quarterly in advance, based on the value at the end of the billing period . Fees are based on a percentage of assets under management .",
      "Mindset offers services on a fee basis, which may include fees based on assets under management or advisement, hourly, or one-time consulting.",
      "The Firm does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship.",
      "The Firm does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/mindset-asset-management-llc-indianapolis-in-338530.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/338530",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}