# Mindful Wealth

> Mindful Wealth is a state-registered investment advisory firm in St. Louis, MO, registered since 2016, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 25, 2026.

- CRD: 284177
- Filed as: MINDFUL WEALTH
- Legal name: Mindful Wealth Planning LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: St. Louis, MO
- Filing period: October 2026
- Form ADV filing dated: September 25, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/284177
- AdvisorCensus page: https://advisorcensus.com/firm/mindful-wealth-st-louis-mo-284177

## Quick answers

**How is Mindful Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Mindful Wealth reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Mindful Wealth located?**
Mindful Wealth's principal office is in St. Louis, MO, according to its Form ADV.

**Is Mindful Wealth registered with the SEC or a state?**
Mindful Wealth is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 284177.

**How much does Mindful Wealth manage?**
Mindful Wealth reports $36,430,974 in regulatory assets under management in its Form ADV filing dated September 25, 2026 (97% discretionary).

**What types of clients does Mindful Wealth serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (48); high net worth individuals (23); corporations or other businesses not listed above (1).

**Does Mindful Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/284177

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $36,430,974
- Discretionary: $35,502,102
- Non-discretionary: $928,872

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 48 | $10,319,786 |
| High net worth individuals | 23 | $25,475,381 |
| Corporations or other businesses not listed above | 1 | $635,807 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2016 (10 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cfp.net/about-cfp-board/our-initiatives/increasing-awareness/cfp-board-ambassadors/otto-rivera-cfp
- financialplanningassociation.org/people/otto-rivera-cfpr
- mindfulwealthco.com
- pursestrings.co/professional/financial-planner/florida/orlando/otto-rivera-ea-cfp
- wealthtender.com/financial-advisors/otto-rivera-cfp-ea
- LinkedIn @riveraotto

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mindful Wealth (CRD 284177): Form ADV filing data as of October 2026.