# Mindful Wealth LLC

> Mindful Wealth LLC is an SEC-registered investment advisory firm in Glencoe, IL, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 27, 2026.

- CRD: 297493
- Filed as: MINDFUL WEALTH LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Glencoe, IL
- Filing period: October 2026
- Form ADV filing dated: May 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/297493
- AdvisorCensus page: https://advisorcensus.com/firm/mindful-wealth-llc-glencoe-il-297493

## Quick answers

**How is Mindful Wealth LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Mindful Wealth LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Mindful Wealth LLC located?**
Mindful Wealth LLC's principal office is in Glencoe, IL, according to its Form ADV.

**Is Mindful Wealth LLC registered with the SEC or a state?**
Mindful Wealth LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 297493.

**How much does Mindful Wealth LLC manage?**
Mindful Wealth LLC reports $225,291,284 in regulatory assets under management in its Form ADV filing dated May 27, 2026 (100% discretionary).

**How have Mindful Wealth LLC's assets and staff changed since 2023?**
In the Form ADV data for Mindful Wealth LLC: Regulatory assets under management: $110,555,816 in the October 2023 data and $225,291,284 in the October 2026 data, up 104%. Total employees: 1 in October 2023 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Mindful Wealth LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (57).

**Which custodians does Mindful Wealth LLC use?**
Mindful Wealth LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Mindful Wealth LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297493

**What changed in Mindful Wealth LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $188,343,757 to $225,291,284 (+20%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $225,291,284
- Discretionary: $225,291,284
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 57 | $225,291,284 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, LA, MI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mindfulwealthllc.com
- LinkedIn @david-m-dickman-1384b4120

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $110,555,816 | 1 | May 5, 2023 |
| October 2024 | $132,866,323 | 1 | September 12, 2024 |
| October 2025 | $188,343,757 | 2 | March 31, 2025 |
| October 2026 | $225,291,284 | 1 | May 27, 2026 |

Regulatory assets under management: $110,555,816 in the October 2023 data and $225,291,284 in the October 2026 data, up 104%.
Total employees: 1 in October 2023 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $188,343,757 to $225,291,284 (+20%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mindful Wealth LLC (CRD 297493): Form ADV filing data as of October 2026.