{
  "crd_number": 113965,
  "slug": "mindful-asset-planning-apple-valley-mn-113965",
  "primary_business_name": "MINDFUL ASSET PLANNING",
  "legal_name": "MINDFUL ASSET PLANNING LLC",
  "dbas": [],
  "city": "Apple Valley",
  "state": "MN",
  "country": "United States",
  "cbsa_code": "33460",
  "metro": {
    "cbsa_code": "33460",
    "common_name": "Minneapolis",
    "msa_name": "Minneapolis-St. Paul-Bloomington, MN-WI",
    "path": "/advisors/mn/minneapolis"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2015-01-06",
  "years_registered": 11,
  "period": "2026-10-01",
  "filing_date": "2026-04-01",
  "carried_forward": false,
  "raum_total": 529453785.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 529453785.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 22,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "pooled_investment_vehicles": {
      "raum": 529453785.0,
      "count": 372
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "other"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "FL",
    "MN",
    "NE",
    "TX",
    "WI"
  ],
  "websites": [
    "https://linkedin.com/company/mindful-asset-planning",
    "https://mindfulplanning.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113965",
  "city_as_filed": "APPLE VALLEY",
  "url": "https://advisorcensus.com/firm/mindful-asset-planning-apple-valley-mn-113965",
  "display_name": "Mindful Asset Planning",
  "summary": "Mindful Asset Planning is an SEC-registered investment advisory firm in Apple Valley, MN, registered since 2015, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated April 1, 2026.",
  "citation": "AdvisorCensus. Mindful Asset Planning (CRD 113965): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Mindful Asset Planning compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Mindful Asset Planning reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees); other."
    },
    {
      "q": "How much does Mindful Asset Planning charge?",
      "a": "Its Form ADV Part 2A brochure dated April 1, 2026 states: Asset-based fee: 0.3% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Mindful Asset Planning located?",
      "a": "Mindful Asset Planning's principal office is in Apple Valley, MN, according to its Form ADV."
    },
    {
      "q": "Is Mindful Asset Planning registered with the SEC or a state?",
      "a": "Mindful Asset Planning is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 113965."
    },
    {
      "q": "How much does Mindful Asset Planning manage?",
      "a": "Mindful Asset Planning reports $529,453,785 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (0% discretionary)."
    },
    {
      "q": "How have Mindful Asset Planning's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Mindful Asset Planning: Regulatory assets under management: $281,964,467 in the October 2021 data and $529,453,785 in the October 2026 data, up 88%. Total employees: 12 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Mindful Asset Planning serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (372)."
    },
    {
      "q": "Does Mindful Asset Planning report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113965"
    },
    {
      "q": "Does Mindful Asset Planning state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated April 1, 2026 says: \"MAP does not impose a minimum amount of assets for maintaining a client relationship.\""
    },
    {
      "q": "What changed in Mindful Asset Planning's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Regulatory assets under management went from $452,049,040 to $529,453,785 (+17%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 281964467.0,
      "total_employees": 12,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 368342616.0,
      "total_employees": 16,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 324127366.0,
      "total_employees": 17,
      "filing_date": "2023-09-01"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 386410704.0,
      "total_employees": 19,
      "filing_date": "2024-03-25"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 452049040.0,
      "total_employees": 19,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 529453785.0,
      "total_employees": 22,
      "filing_date": "2026-04-01"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Regulatory assets under management went from $452,049,040 to $529,453,785 (+17%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 1, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.3% to 1.5% a year",
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.3% to 1.5% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Financial planning fees for Comprehensive Financial Planning are calculated on a sliding scale formula based on supervised assets and a fee rate ranging from .3% to 1.5% which decreases as assets increase"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "MAP does not impose a minimum amount of assets for maintaining a client relationship."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.3,
        1.5
      ],
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Financial planning fees for Comprehensive Financial Planning are calculated on a sliding scale formula based on supervised assets and a fee rate ranging from .3% to 1.5% which decreases as assets increase",
      "MAP does not impose a minimum amount of assets for maintaining a client relationship."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/mindful-asset-planning-apple-valley-mn-113965.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 372,
      "fewer_than_5": false,
      "raum": 529453785.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113965",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}