# Miller, Fleming & Associates

> Miller, Fleming & Associates is a state-registered investment advisory firm in Sonoma, CA, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 104923
- Filed as: MILLER, FLEMING & ASSOCIATES
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Sonoma, CA
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/104923
- AdvisorCensus page: https://advisorcensus.com/firm/miller-fleming-and-associates-sonoma-ca-104923

## Quick answers

**How is Miller, Fleming & Associates compensated?**
On its Form ADV (Item 5.E, October 2026), Miller, Fleming & Associates reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Miller, Fleming & Associates located?**
Miller, Fleming & Associates' principal office is in Sonoma, CA, according to its Form ADV.

**Is Miller, Fleming & Associates registered with the SEC or a state?**
Miller, Fleming & Associates is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 104923.

**How much does Miller, Fleming & Associates manage?**
Miller, Fleming & Associates reports $28,735,576 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (40% discretionary).

**Does Miller, Fleming & Associates report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/104923

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $28,735,576
- Discretionary: $11,613,098
- Non-discretionary: $17,122,478

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $3,765,818 |
| High net worth individuals | Fewer than 5 | $10,255,509 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Charitable organizations | Fewer than 5 | $14,714,249 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Miller, Fleming & Associates (CRD 104923): Form ADV filing data as of October 2026.