{
  "crd_number": 339220,
  "slug": "miller-financial-services-inc-san-juan-capistrano-ca-339220",
  "primary_business_name": "MILLER FINANCIAL SERVICES, INC.",
  "legal_name": "MILLER FINANCIAL SERVICES, INC.",
  "dbas": [],
  "city": "San Juan Capistrano",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-12-08",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-09-28",
  "carried_forward": false,
  "raum_total": 127000000.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 127000000.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 127000000.0,
      "count": 200
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "TX"
  ],
  "websites": [
    "https://millerfinancialservicesinc.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/339220",
  "city_as_filed": "SAN JUAN CAPISTRANO",
  "url": "https://advisorcensus.com/firm/miller-financial-services-inc-san-juan-capistrano-ca-339220",
  "display_name": "Miller Financial Services, Inc.",
  "summary": "Miller Financial Services, Inc. is an SEC-registered investment advisory firm in San Juan Capistrano, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 28, 2026.",
  "citation": "AdvisorCensus. Miller Financial Services, Inc. (CRD 339220): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Miller Financial Services, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Miller Financial Services, Inc. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Miller Financial Services, Inc. located?",
      "a": "Miller Financial Services, Inc.'s principal office is in San Juan Capistrano, CA, according to its Form ADV."
    },
    {
      "q": "Is Miller Financial Services, Inc. registered with the SEC or a state?",
      "a": "Miller Financial Services, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 339220."
    },
    {
      "q": "How much does Miller Financial Services, Inc. manage?",
      "a": "Miller Financial Services, Inc. reports $127,000,000 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (0% discretionary)."
    },
    {
      "q": "What types of clients does Miller Financial Services, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (200)."
    },
    {
      "q": "Which custodians does Miller Financial Services, Inc. use?",
      "a": "Miller Financial Services, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Miller Financial Services, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339220"
    },
    {
      "q": "Does Miller Financial Services, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 6, 2026 says: \"We do not have a minimum account size requirement.\""
    },
    {
      "q": "What changed in Miller Financial Services, Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $0 to $127,000,000."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $0 to $127,000,000."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 6, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "We do not have a minimum account size requirement."
        ]
      }
    ],
    "quotes": [
      "We do not have a minimum account size requirement."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/miller-financial-services-inc-san-juan-capistrano-ca-339220.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 200,
      "fewer_than_5": false,
      "raum": 127000000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/339220",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}