{ "crd_number": 158117, "slug": "millennium-management-llc-new-york-ny-158117", "primary_business_name": "MILLENNIUM MANAGEMENT LLC", "legal_name": "MILLENNIUM MANAGEMENT LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-30", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-08-25", "carried_forward": false, "raum_total": 720845951000.0, "raum_discretionary": 720845951000.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 6670, "advisory_employees": 3055, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "state_municipal": { "raum": 1305461000.0, "count": null, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 709270928000.0, "count": 27 }, "sovereign_wealth_foreign_official": { "raum": 10269562000.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 5, "states_registered": [ "CA", "CO", "CT", "FL", "GA", "IL", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "MT", "NC", "NE", "NH", "NJ", "NV", "NY", "OH", "OK", "PA", "PR", "RI", "SC", "TN", "TX", "UT", "VA", "WA" ], "websites": [ "https://glassdoor.com/Overview/Working-at-Millennium-EI_IE850344.11,21.htm", "https://instagram.com/lifeatmillennium", "https://linkedin.com/company/millennium-partners/about", "https://mlp.com", "https://youtube.com/@millenniumcareers" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158117", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/millennium-management-llc-new-york-ny-158117", "display_name": "Millennium Management LLC", "summary": "Millennium Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 25, 2026.", "citation": "AdvisorCensus. Millennium Management LLC (CRD 158117): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Millennium Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Millennium Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Millennium Management LLC located?", "a": "Millennium Management LLC's principal office is in New York, NY, according to its Form ADV; the September 2026 filing also lists 19 other offices (Schedule D, Section 1.F)." }, { "q": "Is Millennium Management LLC registered with the SEC or a state?", "a": "Millennium Management LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 158117." }, { "q": "How much does Millennium Management LLC manage?", "a": "Millennium Management LLC reports $720,845,951,000 in regulatory assets under management in its Form ADV filing dated August 25, 2026 (100% discretionary)." }, { "q": "How have Millennium Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Millennium Management LLC: Regulatory assets under management: $295,029,150,000 in the October 2021 data and $720,845,951,000 in the October 2026 data, up 144%. Total employees: 3,430 in October 2021 and 6,670 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Millennium Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (27)." }, { "q": "Which custodians does Millennium Management LLC use?", "a": "Millennium Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of New York Mellon and State Street Bank and Trust Company as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Millennium Management LLC report any disciplinary disclosures?", "a": "Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), 11.D(2) (another regulator's finding of a violation), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158117" }, { "q": "What changed in Millennium Management LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 2892 to 3055. Regulatory assets under management went from $571,106,932,000 to $720,845,951,000 (+26%). Added an office in Addison, TX. Added an office in Bellevue, WA. Added an office in Chatham, NJ. Added an office in Chicago, IL. Added an office in Dallas, TX. Added an office in Newport Beach, CA. Added an office in San Francisco, CA. Added an office in Torrance, CA. Added an office in Walnut Creek, CA. No longer lists an office in Bala Cynwyd, PA. No longer lists an office in Boston, MA. No longer lists an office in Boulder, CO. No longer lists an office in East Greenwich, RI. No longer lists an office in Greenwich, CT. No longer lists an office in Houston, TX. No longer lists an office in Orinda, CA. No longer lists an office in Santa Monica, CA. No longer lists an office in Westport, CT. Registered or notice-filed in ME, VA. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 295029150000.0, "total_employees": 3430, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 340996421000.0, "total_employees": 3985, "filing_date": "2022-08-15" }, { "period": "2023-10-01", "regulatory_assets_under_management": 390617153000.0, "total_employees": 4810, "filing_date": "2023-04-21" }, { "period": "2024-10-01", "regulatory_assets_under_management": 505942442915.0, "total_employees": 5550, "filing_date": "2024-07-26" }, { "period": "2025-10-01", "regulatory_assets_under_management": 571106932000.0, "total_employees": 6140, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 720845951000.0, "total_employees": 6670, "filing_date": "2026-08-25" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 2892 to 3055.", "Regulatory assets under management went from $571,106,932,000 to $720,845,951,000 (+26%).", "Added an office in Addison, TX.", "Added an office in Bellevue, WA.", "Added an office in Chatham, NJ.", "Added an office in Chicago, IL.", "Added an office in Dallas, TX.", "Added an office in Newport Beach, CA.", "Added an office in San Francisco, CA.", "Added an office in Torrance, CA.", "Added an office in Walnut Creek, CA.", "No longer lists an office in Bala Cynwyd, PA.", "No longer lists an office in Boston, MA.", "No longer lists an office in Boulder, CO.", "No longer lists an office in East Greenwich, RI.", "No longer lists an office in Greenwich, CT.", "No longer lists an office in Houston, TX.", "No longer lists an office in Orinda, CA.", "No longer lists an office in Santa Monica, CA.", "No longer lists an office in Westport, CT.", "Registered or notice-filed in ME, VA.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "No longer registered or notice-filed in AZ, OR, WI." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Bank of New York Mellon", "name_as_filed": "BANK OF NEW YORK MELLON", "affiliated": false }, { "name": "State Street Bank and Trust Company", "name_as_filed": "STATE STREET BANK AND TRUST COMPANY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/millennium-management-llc-new-york-ny-158117.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 27, "fewer_than_5": false, "raum": 709270928000.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": null, "fewer_than_5": true, "raum": 1305461000.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": null, "fewer_than_5": true, "raum": 10269562000.0 } ], "disclosure_line": "Reports 5 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158117", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }