# Milestone Investments, Inc.

> Milestone Investments, Inc. is an SEC-registered investment advisory firm in Charlotte, NC, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 4, 2026.

- CRD: 47090
- Filed as: MILESTONE INVESTMENTS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Charlotte, NC
- Filing period: October 2026
- Form ADV filing dated: February 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/47090
- AdvisorCensus page: https://advisorcensus.com/firm/milestone-investments-inc-charlotte-nc-47090

## Quick answers

**How is Milestone Investments, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Milestone Investments, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; commissions.

**Where is Milestone Investments, Inc. located?**
Milestone Investments, Inc.'s principal office is in Charlotte, NC, according to its Form ADV.

**Is Milestone Investments, Inc. registered with the SEC or a state?**
Milestone Investments, Inc. is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 47090.

**How much does Milestone Investments, Inc. manage?**
Milestone Investments, Inc. reports $277,303,959 in regulatory assets under management in its Form ADV filing dated February 4, 2026 (0% discretionary).

**How have Milestone Investments, Inc.'s assets and staff changed since 2022?**
In the Form ADV data for Milestone Investments, Inc.: Regulatory assets under management: $118,008,392 in the October 2022 data and $277,303,959 in the October 2026 data, up 135%. Total employees: 3 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Milestone Investments, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (46); high net worth individuals (23); pension and profit sharing plans (but not the plan participants or government pension plans) (22).

**Which custodians does Milestone Investments, Inc. use?**
Milestone Investments, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Milestone Investments, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/47090

**What changed in Milestone Investments, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $227,487,702 to $277,303,959 (+22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Commissions

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $277,303,959
- Discretionary: $0
- Non-discretionary: $277,303,959

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 46 | $12,433,974 |
| High net worth individuals | 23 | $32,366,809 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 22 | $232,503,176 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2022 (4 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NC, SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- milestoneinvestmentsinc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $118,008,392 | 3 | April 11, 2022 |
| October 2023 | $170,781,374 | 3 | April 30, 2023 |
| October 2024 | $201,047,719 | 2 | January 19, 2024 |
| October 2025 | $227,487,702 | 2 | February 5, 2025 |
| October 2026 | $277,303,959 | 2 | February 4, 2026 |

Regulatory assets under management: $118,008,392 in the October 2022 data and $277,303,959 in the October 2026 data, up 135%.
Total employees: 3 in October 2022 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $227,487,702 to $277,303,959 (+22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Milestone Investments, Inc. (CRD 47090): Form ADV filing data as of October 2026.