# Mighty Oak Strong America Investment Company

> Mighty Oak Strong America Investment Company is an SEC-registered investment advisory firm in Mechanicsburg, PA, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 20, 2026.

- CRD: 123322
- Filed as: MIGHTY OAK STRONG AMERICA INVESTMENT COMPANY
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Mechanicsburg, PA
- Filing period: October 2026
- Form ADV filing dated: July 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/123322
- AdvisorCensus page: https://advisorcensus.com/firm/mighty-oak-strong-america-investment-company-mechanicsburg-pa-123322

## Quick answers

**How is Mighty Oak Strong America Investment Company compensated?**
On its Form ADV (Item 5.E, October 2026), Mighty Oak Strong America Investment Company reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Mighty Oak Strong America Investment Company located?**
Mighty Oak Strong America Investment Company's principal office is in Mechanicsburg, PA, according to its Form ADV.

**Is Mighty Oak Strong America Investment Company registered with the SEC or a state?**
Mighty Oak Strong America Investment Company is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 123322.

**How much does Mighty Oak Strong America Investment Company manage?**
Mighty Oak Strong America Investment Company reports $398,367,653 in regulatory assets under management in its Form ADV filing dated July 20, 2026 (97% discretionary).

**How have Mighty Oak Strong America Investment Company's assets and staff changed since 2021?**
In the Form ADV data for Mighty Oak Strong America Investment Company: Regulatory assets under management: $281,354,950 in the October 2021 data and $398,367,653 in the October 2026 data, up 42%. Total employees: 3 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Mighty Oak Strong America Investment Company serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (88); high net worth individuals (87); charitable organizations (1).

**Which custodians does Mighty Oak Strong America Investment Company use?**
Mighty Oak Strong America Investment Company's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Distributors Company LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Mighty Oak Strong America Investment Company report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation) and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/123322

**Does Mighty Oak Strong America Investment Company state an account minimum?**
Its Form ADV Part 2A brochure dated March 19, 2026 says: "MOSAIC has a minimum client relationship of $250,000, which may be waived at MOSAIC's discretion."

**What changed in Mighty Oak Strong America Investment Company's recent Form ADV filings?**
In the August 2026 filing data: Employees performing advisory functions went from 3 to 4. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 19, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> MOSAIC has a minimum client relationship of $250,000, which may be waived at MOSAIC's discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Distributors Company LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $398,367,653
- Discretionary: $386,856,787
- Non-discretionary: $11,510,866

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 88 | $42,856,537 |
| High net worth individuals | 87 | $351,715,670 |
| Charitable organizations | 1 | $3,795,446 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2015 (11 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA, TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/123322

### Websites listed on Form ADV (Item 1.I)
- [investwithmosaic.com](https://investwithmosaic.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $281,354,950 | 3 | July 27, 2021 |
| October 2022 | $302,538,198 | 3 | March 24, 2022 |
| October 2023 | $251,240,924 | 4 | March 23, 2023 |
| October 2024 | $287,341,552 | 4 | March 15, 2024 |
| October 2025 | $340,449,686 | 4 | April 30, 2025 |
| October 2026 | $398,367,653 | 5 | July 20, 2026 |

Regulatory assets under management: $281,354,950 in the October 2021 data and $398,367,653 in the October 2026 data, up 42%.
Total employees: 3 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Employees performing advisory functions went from 3 to 4.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $340,449,686 to $398,367,653 (+17%).

### January 2026
- No longer registered or notice-filed in NC.

### December 2025
- Employees performing advisory functions went from 4 to 3.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mighty Oak Strong America Investment Company (CRD 123322): Form ADV filing data as of October 2026.