{
  "crd_number": 127645,
  "slug": "mighty-oak-management-llc-easton-ct-127645",
  "primary_business_name": "MIGHTY OAK MANAGEMENT LLC",
  "legal_name": "MIGHTY OAK MANAGEMENT LLC",
  "dbas": [],
  "city": "Easton",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "14860",
  "metro": {
    "cbsa_code": "14860",
    "common_name": "Bridgeport",
    "msa_name": "Bridgeport-Stamford-Danbury, CT",
    "path": "/advisors/ct/bridgeport"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2003-06-11",
  "years_registered": 23,
  "period": "2026-10-01",
  "filing_date": "2026-03-29",
  "carried_forward": false,
  "raum_total": 15000000.0,
  "raum_discretionary": 4500000.0,
  "raum_non_discretionary": 10500000.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 5000000.0,
      "count": 21
    },
    "high_net_worth_individuals": {
      "raum": 10000000.0,
      "count": 24
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 1,
  "states_registered": [
    "CT",
    "GA",
    "MA",
    "NM",
    "NY"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/127645",
  "disclosure_items": [
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "EASTON",
  "url": "https://advisorcensus.com/firm/mighty-oak-management-llc-easton-ct-127645",
  "display_name": "Mighty Oak Management LLC",
  "summary": "Mighty Oak Management LLC is a state-registered investment advisory firm in Easton, CT, registered since 2003, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 29, 2026.",
  "citation": "AdvisorCensus. Mighty Oak Management LLC (CRD 127645): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Mighty Oak Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Mighty Oak Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Mighty Oak Management LLC located?",
      "a": "Mighty Oak Management LLC's principal office is in Easton, CT, according to its Form ADV."
    },
    {
      "q": "Is Mighty Oak Management LLC registered with the SEC or a state?",
      "a": "Mighty Oak Management LLC is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 127645."
    },
    {
      "q": "How much does Mighty Oak Management LLC manage?",
      "a": "Mighty Oak Management LLC reports $15,000,000 in regulatory assets under management in its Form ADV filing dated March 29, 2026 (30% discretionary)."
    },
    {
      "q": "What types of clients does Mighty Oak Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (24); individuals (other than high net worth individuals) (21)."
    },
    {
      "q": "Does Mighty Oak Management LLC report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/127645"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/mighty-oak-management-llc-easton-ct-127645.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 21,
      "fewer_than_5": false,
      "raum": 5000000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 24,
      "fewer_than_5": false,
      "raum": 10000000.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/127645",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}