# Midway Capital Research & Management LLC

> Midway Capital Research & Management LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 17, 2026.

- CRD: 147139
- Filed as: MIDWAY CAPITAL RESEARCH & MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: June 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/147139
- AdvisorCensus page: https://advisorcensus.com/firm/midway-capital-research-and-management-llc-chicago-il-147139

## Quick answers

**How is Midway Capital Research & Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Midway Capital Research & Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Midway Capital Research & Management LLC charge?**
Its Form ADV Part 2A brochure dated June 17, 2026 states: Flat fee: $2,000 to $12,000 a quarter (standalone financial planning services); Hourly rate: $300 an hour (standalone financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Midway Capital Research & Management LLC located?**
Midway Capital Research & Management LLC's principal office is in Chicago, IL, according to its Form ADV.

**Is Midway Capital Research & Management LLC registered with the SEC or a state?**
Midway Capital Research & Management LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 147139.

**How much does Midway Capital Research & Management LLC manage?**
Midway Capital Research & Management LLC reports $110,375,561 in regulatory assets under management in its Form ADV filing dated June 17, 2026 (100% discretionary).

**What types of clients does Midway Capital Research & Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (29); individuals (other than high net worth individuals) (22).

**Which custodians does Midway Capital Research & Management LLC use?**
Midway Capital Research & Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Midway Capital Research & Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147139

**What changed in Midway Capital Research & Management LLC's recent Form ADV filings?**
In the August 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 17, 2026)

- Flat fee: $2,000 to $12,000 a quarter (standalone financial planning services)

> In consideration of our standalone financial planning services, we typically charge a flat fee that ranges from $2,000 to $12,000 per quarter

- Hourly rate: $300 an hour (standalone financial planning services)

> In consideration of our standalone financial planning services, we typically charge a flat fee that ranges from $2,000 to $12,000 per quarter or an hourly fee of $300 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $110,375,561
- Discretionary: $110,375,561
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 22 | $13,974,485 |
| High net worth individuals | 29 | $70,056,460 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | Fewer than 5 | $1,979,899 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $24,364,717 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, IL, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- midwaymgt.com
- X @MidwayCapital

## Changes in the filing (last 12 months)

### August 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Midway Capital Research & Management LLC (CRD 147139): Form ADV filing data as of October 2026.