{ "crd_number": 151488, "slug": "midocean-us-advisor-l-p-new-york-ny-151488", "primary_business_name": "MIDOCEAN US ADVISOR, L.P.", "legal_name": "MIDOCEAN US ADVISOR, L.P.", "dbas": [ "MIDOCEAN PARTNERS", "MIDOCEAN US ADVISOR" ], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2009-10-14", "years_registered": 16, "period": "2026-10-01", "filing_date": "2026-09-02", "carried_forward": false, "raum_total": 3700843000.0, "raum_discretionary": 3565451000.0, "raum_non_discretionary": 135392000.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 40, "advisory_employees": 23, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 3700843000.0, "count": 10 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NY" ], "websites": [ "https://linkedin.com/company/midocean-partners", "https://midoceanpartners.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/151488", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/midocean-us-advisor-l-p-new-york-ny-151488", "display_name": "Midocean US Advisor, L.P.", "summary": "Midocean US Advisor, L.P. is an SEC-registered investment advisory firm in New York, NY, registered since 2009, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 2, 2026.", "citation": "AdvisorCensus. Midocean US Advisor, L.P. (CRD 151488): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Midocean US Advisor, L.P. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Midocean US Advisor, L.P. reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Midocean US Advisor, L.P. located?", "a": "Midocean US Advisor, L.P.'s principal office is in New York, NY, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Midocean US Advisor, L.P. registered with the SEC or a state?", "a": "Midocean US Advisor, L.P. is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 151488." }, { "q": "How much does Midocean US Advisor, L.P. manage?", "a": "Midocean US Advisor, L.P. reports $3,700,843,000 in regulatory assets under management in its Form ADV filing dated September 2, 2026 (96% discretionary)." }, { "q": "How have Midocean US Advisor, L.P.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Midocean US Advisor, L.P.: Regulatory assets under management: $2,497,589,000 in the October 2021 data and $3,700,843,000 in the October 2026 data, up 48%. Total employees: 31 in October 2021 and 40 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Midocean US Advisor, L.P. serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10)." }, { "q": "Does Midocean US Advisor, L.P. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/151488" }, { "q": "Does Midocean US Advisor, L.P. state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"The Adviser generally requires a minimum investment of $1,000,000 in the Funds, however, that minimum investment amount may be waived at MidOcean’s discretion.\"" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2497589000.0, "total_employees": 31, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 4092139000.0, "total_employees": 34, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 3683433000.0, "total_employees": 37, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3700205000.0, "total_employees": 40, "filing_date": "2024-06-10" }, { "period": "2025-10-01", "regulatory_assets_under_management": 4023119000.0, "total_employees": 39, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 3700843000.0, "total_employees": 40, "filing_date": "2026-09-02" } ], "recent_changes": [], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 31, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$1,000,000", "account_minimum_may_be_waived": true, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)" ], "quotes": [ "The Adviser generally requires a minimum investment of $1,000,000 in the Funds, however, that minimum investment amount may be waived at MidOcean’s discretion." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 1000000.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "The Adviser generally requires a minimum investment of $1,000,000 in the Funds, however, that minimum investment amount may be waived at MidOcean’s discretion." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/midocean-us-advisor-l-p-new-york-ny-151488.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 10, "fewer_than_5": false, "raum": 3700843000.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/151488", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }