# Middleton & Company

> Middleton & Company is an SEC-registered investment advisory firm in Vancouver, WA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 24, 2026.

- CRD: 284996
- Filed as: MIDDLETON & COMPANY
- Also doing business as: TOWYN
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Vancouver, WA
- Filing period: October 2026
- Form ADV filing dated: April 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/284996
- AdvisorCensus page: https://advisorcensus.com/firm/middleton-and-company-vancouver-wa-284996

## Quick answers

**How is Middleton & Company compensated?**
On its Form ADV (Item 5.E, October 2026), Middleton & Company reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Middleton & Company located?**
Middleton & Company's principal office is in Vancouver, WA, according to its Form ADV.

**Is Middleton & Company registered with the SEC or a state?**
Middleton & Company is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 284996.

**How much does Middleton & Company manage?**
Middleton & Company reports $131,316,850 in regulatory assets under management in its Form ADV filing dated April 24, 2026 (100% discretionary).

**How have Middleton & Company's assets and staff changed since 2025?**
In the Form ADV data for Middleton & Company: Regulatory assets under management: $109,991,483 in the October 2025 data and $131,316,850 in the October 2026 data, up 19%. Total employees: 4 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Middleton & Company serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (72); high net worth individuals (43).

**Which custodians does Middleton & Company use?**
Middleton & Company's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Middleton & Company report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284996

**Does Middleton & Company state an account minimum?**
Its Form ADV Part 2A brochure dated April 24, 2026 says: "We have a minimum account size requirement of $500,000, unless waived by the advisor."

**What changed in Middleton & Company's recent Form ADV filings?**
In the February 2026 filing data: Added the business name Towyn. Regulatory assets under management went from $109,991,483 to $131,316,850 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated April 24, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> We have a minimum account size requirement of $500,000, unless waived by the advisor.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $131,316,850
- Discretionary: $131,316,850
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 72 | $41,303,943 |
| High net worth individuals | 43 | $90,012,907 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (1 year)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- middletonand.co
- Facebook @middletoncompanysabbatical
- Instagram @middletoncompanysabbatical
- LinkedIn @18204623
- Pinterest @MiddletonCompanySabbatical

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $109,991,483 | 4 | March 14, 2025 |
| October 2026 | $131,316,850 | 4 | April 24, 2026 |

Regulatory assets under management: $109,991,483 in the October 2025 data and $131,316,850 in the October 2026 data, up 19%.
Total employees: 4 in October 2025 and 4 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Added the business name Towyn.
- Regulatory assets under management went from $109,991,483 to $131,316,850 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Middleton & Company (CRD 284996): Form ADV filing data as of October 2026.