# Michael Niemczyk Associates, Inc.

> Michael Niemczyk Associates, Inc. is a state-registered investment advisory firm in Grayslake, IL, registered since 2017, with no regulatory assets under management reported in its Form ADV filing dated August 19, 2026.

- CRD: 124000
- Filed as: MICHAEL NIEMCZYK ASSOCIATES, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Grayslake, IL
- Filing period: October 2026
- Form ADV filing dated: August 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/124000
- AdvisorCensus page: https://advisorcensus.com/firm/michael-niemczyk-associates-inc-grayslake-il-124000

## Quick answers

**How is Michael Niemczyk Associates, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Michael Niemczyk Associates, Inc. reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Michael Niemczyk Associates, Inc. located?**
Michael Niemczyk Associates, Inc.'s principal office is in Grayslake, IL, according to its Form ADV.

**Is Michael Niemczyk Associates, Inc. registered with the SEC or a state?**
Michael Niemczyk Associates, Inc. is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 124000.

**Does Michael Niemczyk Associates, Inc. report any disciplinary disclosures?**
Reports 8 disclosure items on Form ADV Item 11: yes answers to 8 questions about regulatory matters (11.D(1), 11.D(2), 11.D(3), 11.D(5), 11.E(1), 11.E(2), 11.E(3), 11.E(4)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/124000

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Advisory services (Item 5.G)
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2017 (9 years)
- Employees: 4 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, WI
- Disclosures (Item 11): Reports 8 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(3): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.E(1): Has a self-regulatory organization (such as FINRA) or a commodities exchange ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(3): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/124000

### Websites listed on Form ADV (Item 1.I)
- michaellniemczyk.net
- michaellniemczyk.org
- mlnrp.com
- LinkedIn @michael-niemczyk-and-associates

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Michael Niemczyk Associates, Inc. (CRD 124000): Form ADV filing data as of October 2026.