{
  "crd_number": 124000,
  "slug": "michael-niemczyk-associates-inc-grayslake-il-124000",
  "primary_business_name": "MICHAEL NIEMCZYK ASSOCIATES, INC.",
  "legal_name": "MICHAEL NIEMCZYK ASSOCIATES,INC",
  "dbas": [],
  "city": "Grayslake",
  "state": "IL",
  "country": "United States",
  "cbsa_code": "16980",
  "metro": {
    "cbsa_code": "16980",
    "common_name": "Chicago",
    "msa_name": "Chicago-Naperville-Elgin, IL-IN",
    "path": "/advisors/il/chicago"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2017-09-06",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-08-19",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 4,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "other"
  ],
  "advisory_activities": [
    "educational_seminars",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 8,
  "states_registered": [
    "IL",
    "WI"
  ],
  "websites": [
    "https://linkedin.com/company/michael-niemczyk-and-associates/about",
    "https://michaellniemczyk.net",
    "https://michaellniemczyk.org",
    "https://mlnrp.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/124000",
  "disclosure_items": [
    {
      "item": "11.D(1)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(3)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?"
    },
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    },
    {
      "item": "11.E(1)",
      "question": "Has a self-regulatory organization (such as FINRA) or a commodities exchange ever found that the firm or an advisory affiliate made a false statement or omission?"
    },
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.E(3)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "GRAYSLAKE",
  "url": "https://advisorcensus.com/firm/michael-niemczyk-associates-inc-grayslake-il-124000",
  "display_name": "Michael Niemczyk Associates, Inc.",
  "summary": "Michael Niemczyk Associates, Inc. is a state-registered investment advisory firm in Grayslake, IL, registered since 2017, with no regulatory assets under management reported in its Form ADV filing dated August 19, 2026.",
  "citation": "AdvisorCensus. Michael Niemczyk Associates, Inc. (CRD 124000): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "Other"
  ],
  "advisory_activity_labels": [
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Michael Niemczyk Associates, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Michael Niemczyk Associates, Inc. reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Michael Niemczyk Associates, Inc. located?",
      "a": "Michael Niemczyk Associates, Inc.'s principal office is in Grayslake, IL, according to its Form ADV."
    },
    {
      "q": "Is Michael Niemczyk Associates, Inc. registered with the SEC or a state?",
      "a": "Michael Niemczyk Associates, Inc. is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 124000."
    },
    {
      "q": "Does Michael Niemczyk Associates, Inc. report any disciplinary disclosures?",
      "a": "Reports 8 disclosure items on Form ADV Item 11: yes answers to 8 questions about regulatory matters (11.D(1), 11.D(2), 11.D(3), 11.D(5), 11.E(1), 11.E(2), 11.E(3), 11.E(4)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/124000"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/michael-niemczyk-associates-inc-grayslake-il-124000.md",
  "clients": [],
  "disclosure_line": "Reports 8 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/124000",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}