# MHI Funds, LLC

> MHI Funds, LLC is an SEC-registered investment advisory firm in Kingston, NY, registered since 2015, with no regulatory assets under management reported in its Form ADV filing dated March 17, 2026.

- CRD: 282270
- Filed as: MHI FUNDS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Kingston, NY
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/282270
- AdvisorCensus page: https://advisorcensus.com/firm/mhi-funds-llc-kingston-ny-282270

## Quick answers

**How is MHI Funds, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), MHI Funds, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is MHI Funds, LLC located?**
MHI Funds, LLC's principal office is in Kingston, NY, according to its Form ADV.

**Is MHI Funds, LLC registered with the SEC or a state?**
MHI Funds, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 282270.

**How have MHI Funds, LLC's assets and staff changed since 2021?**
In the Form ADV data for MHI Funds, LLC: Total employees: 35 in October 2021 and 34 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does MHI Funds, LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does MHI Funds, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282270

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2015 (10 years)
- Employees: 34 total, 12 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mhinvest.com
- LinkedIn @MILLER-HOWARD-INVESTMENTS
- X @MH_INVESTMENT

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 35 | March 30, 2021 |
| October 2022 | Not reported | 32 | June 30, 2022 |
| October 2023 | Not reported | 32 | March 30, 2023 |
| October 2024 | Not reported | 34 | March 15, 2024 |
| October 2025 | Not reported | 34 | March 19, 2025 |
| October 2026 | Not reported | 34 | March 17, 2026 |

Total employees: 35 in October 2021 and 34 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. MHI Funds, LLC (CRD 282270): Form ADV filing data as of October 2026.