{
  "crd_number": 282270,
  "slug": "mhi-funds-llc-kingston-ny-282270",
  "primary_business_name": "MHI FUNDS, LLC",
  "legal_name": "MHI FUNDS, LLC",
  "dbas": [],
  "city": "Kingston",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "28740",
  "metro": {
    "cbsa_code": "28740",
    "common_name": "Kingston",
    "msa_name": "Kingston, NY",
    "path": "/advisors/ny/kingston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2015-12-15",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-03-17",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 34,
  "advisory_employees": 12,
  "client_count_bucket": null,
  "clients_by_type": {
    "investment_companies": {
      "raum": 0.0,
      "count": 1
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://linkedin.com/COMPANY/MILLER-HOWARD-INVESTMENTS",
    "https://mhinvest.com",
    "https://x.com/MH_INVESTMENT"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/282270",
  "city_as_filed": "KINGSTON",
  "url": "https://advisorcensus.com/firm/mhi-funds-llc-kingston-ny-282270",
  "display_name": "MHI Funds, LLC",
  "summary": "MHI Funds, LLC is an SEC-registered investment advisory firm in Kingston, NY, registered since 2015, with no regulatory assets under management reported in its Form ADV filing dated March 17, 2026.",
  "citation": "AdvisorCensus. MHI Funds, LLC (CRD 282270): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)"
  ],
  "quick_answers": [
    {
      "q": "How is MHI Funds, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), MHI Funds, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is MHI Funds, LLC located?",
      "a": "MHI Funds, LLC's principal office is in Kingston, NY, according to its Form ADV."
    },
    {
      "q": "Is MHI Funds, LLC registered with the SEC or a state?",
      "a": "MHI Funds, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 282270."
    },
    {
      "q": "How have MHI Funds, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for MHI Funds, LLC: Total employees: 35 in October 2021 and 34 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does MHI Funds, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (1)."
    },
    {
      "q": "Does MHI Funds, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282270"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 35,
      "filing_date": "2021-03-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 32,
      "filing_date": "2022-06-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 32,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 34,
      "filing_date": "2024-03-15"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 34,
      "filing_date": "2025-03-19"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 34,
      "filing_date": "2026-03-17"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/mhi-funds-llc-kingston-ny-282270.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/282270",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}