# MH Investment Management Inc

> MH Investment Management Inc is an SEC-registered investment advisory firm, registered since 1998, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 108961
- Filed as: MH INVESTMENT MANAGEMENT INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108961
- AdvisorCensus page: https://advisorcensus.com/firm/mh-investment-management-inc-108961

## Quick answers

**How is MH Investment Management Inc compensated?**
On its Form ADV (Item 5.E, October 2026), MH Investment Management Inc reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is MH Investment Management Inc registered with the SEC or a state?**
MH Investment Management Inc is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 108961.

**How much does MH Investment Management Inc manage?**
MH Investment Management Inc reports $63,365,000 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).

**How have MH Investment Management Inc's assets and staff changed since 2021?**
In the Form ADV data for MH Investment Management Inc: Regulatory assets under management: $41,034,947 in the October 2021 data and $63,365,000 in the October 2026 data, up 54%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does MH Investment Management Inc serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does MH Investment Management Inc report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.G (pending regulatory proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108961

**What changed in MH Investment Management Inc's recent Form ADV filings?**
In the April 2026 filing data: Its Item 11 disclosure answers changed.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $63,365,000
- Discretionary: $63,365,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $63,365,000 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 1998 (27 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.G: Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108961

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $41,034,947 | 3 | March 24, 2021 |
| October 2022 | $47,634,189 | 3 | March 29, 2022 |
| October 2023 | $46,000,000 | 3 | March 28, 2023 |
| October 2024 | $55,000,000 | 3 | March 27, 2024 |
| October 2025 | $59,317,000 | 3 | March 25, 2025 |
| October 2026 | $63,365,000 | 3 | March 20, 2026 |

Regulatory assets under management: $41,034,947 in the October 2021 data and $63,365,000 in the October 2026 data, up 54%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Its Item 11 disclosure answers changed.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. MH Investment Management Inc (CRD 108961): Form ADV filing data as of October 2026.