{ "crd_number": 108961, "slug": "mh-investment-management-inc-108961", "primary_business_name": "MH INVESTMENT MANAGEMENT INC", "legal_name": "MH INVESTMENT MANAGEMENT INC", "dbas": [], "city": null, "state": null, "country": null, "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1998-10-05", "years_registered": 27, "period": "2026-10-01", "filing_date": "2026-03-20", "carried_forward": false, "raum_total": 63365000.0, "raum_discretionary": 63365000.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 3, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 63365000.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_investment_companies" ], "wrap_fee_participant": false, "disclosure_yes_count": 3, "states_registered": [], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108961", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" }, { "item": "11.G", "question": "Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?" } ], "city_as_filed": null, "url": "https://advisorcensus.com/firm/mh-investment-management-inc-108961", "display_name": "MH Investment Management Inc", "summary": "MH Investment Management Inc is an SEC-registered investment advisory firm, registered since 1998, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.", "citation": "AdvisorCensus. MH Investment Management Inc (CRD 108961): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)" ], "quick_answers": [ { "q": "How is MH Investment Management Inc compensated?", "a": "On its Form ADV (Item 5.E, October 2026), MH Investment Management Inc reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Is MH Investment Management Inc registered with the SEC or a state?", "a": "MH Investment Management Inc is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 108961." }, { "q": "How much does MH Investment Management Inc manage?", "a": "MH Investment Management Inc reports $63,365,000 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary)." }, { "q": "How have MH Investment Management Inc's assets and staff changed since 2021?", "a": "In the Form ADV data for MH Investment Management Inc: Regulatory assets under management: $41,034,947 in the October 2021 data and $63,365,000 in the October 2026 data, up 54%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does MH Investment Management Inc serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (1)." }, { "q": "Does MH Investment Management Inc report any disciplinary disclosures?", "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.G (pending regulatory proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108961" }, { "q": "What changed in MH Investment Management Inc's recent Form ADV filings?", "a": "In the April 2026 filing data: Its Item 11 disclosure answers changed." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 41034947.0, "total_employees": 3, "filing_date": "2021-03-24" }, { "period": "2022-10-01", "regulatory_assets_under_management": 47634189.0, "total_employees": 3, "filing_date": "2022-03-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 46000000.0, "total_employees": 3, "filing_date": "2023-03-28" }, { "period": "2024-10-01", "regulatory_assets_under_management": 55000000.0, "total_employees": 3, "filing_date": "2024-03-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 59317000.0, "total_employees": 3, "filing_date": "2025-03-25" }, { "period": "2026-10-01", "regulatory_assets_under_management": 63365000.0, "total_employees": 3, "filing_date": "2026-03-20" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Its Item 11 disclosure answers changed." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/mh-investment-management-inc-108961.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 63365000.0 } ], "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108961", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }