# MH & Associates Securities Management Corporation

> MH & Associates Securities Management Corporation is an SEC-registered investment advisory firm in Carlsbad, CA, registered since 1981, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 31, 2026.

- CRD: 110516
- Filed as: MH & ASSOCIATES SECURITIES MANAGEMENT CORPORATION
- Legal name: MH & Associates Securities Management Corp
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Carlsbad, CA
- Filing period: October 2026
- Form ADV filing dated: August 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110516
- AdvisorCensus page: https://advisorcensus.com/firm/mh-and-associates-securities-management-corporation-carlsbad-ca-110516

## Quick answers

**How is MH & Associates Securities Management Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), MH & Associates Securities Management Corporation reports these compensation arrangements: a percentage of assets under its management.

**Where is MH & Associates Securities Management Corporation located?**
MH & Associates Securities Management Corporation's principal office is in Carlsbad, CA, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is MH & Associates Securities Management Corporation registered with the SEC or a state?**
MH & Associates Securities Management Corporation is an SEC-registered investment advisory firm, registered since 1981. Status as filed: Approved. CRD 110516.

**How much does MH & Associates Securities Management Corporation manage?**
MH & Associates Securities Management Corporation reports $200,212,942 in regulatory assets under management in its Form ADV filing dated August 31, 2026 (95% discretionary).

**How have MH & Associates Securities Management Corporation's assets and staff changed since 2021?**
In the Form ADV data for MH & Associates Securities Management Corporation: Regulatory assets under management: $138,851,621 in the October 2021 data and $200,212,942 in the October 2026 data, up 44%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does MH & Associates Securities Management Corporation serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (48); individuals (other than high net worth individuals) (27).

**Which custodians does MH & Associates Securities Management Corporation use?**
MH & Associates Securities Management Corporation's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co. as a custodian holding 10% or more of its separately managed account assets.

**Does MH & Associates Securities Management Corporation report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110516

**Does MH & Associates Securities Management Corporation state an account minimum?**
Its Form ADV Part 2A brochure dated August 31, 2026 says: "As a general rule the firm requires a minimum of $300,000 to establish an investment advisory account. In certain circumstances the firm will consider establishing an account with less than $300,000 due to expected additional cash flow or a pre-existing client relationship."

**What changed in MH & Associates Securities Management Corporation's recent Form ADV filings?**
In the September 2026 filing data: Regulatory assets under management went from $150,527,167 to $200,212,942 (+33%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated August 31, 2026)

- Account minimum: $300,000

> As a general rule the firm requires a minimum of $300,000 to establish an investment advisory account. In certain circumstances the firm will consider establishing an account with less than $300,000 due to expected additional cash flow or a pre-existing client relationship.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $200,212,942
- Discretionary: $189,500,193
- Non-discretionary: $10,712,749

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 27 | $10,834,391 |
| High net worth individuals | 48 | $189,378,551 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1981 (45 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Calabasas, CA

### Websites listed on Form ADV (Item 1.I)
- mhinvestments.net

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $138,851,621 | 4 | August 13, 2021 |
| October 2022 | $141,218,885 | 4 | August 12, 2022 |
| October 2023 | $131,204,250 | 4 | September 15, 2023 |
| October 2024 | $146,894,154 | 4 | August 23, 2024 |
| October 2025 | $146,894,154 | 4 | August 23, 2024 |
| October 2026 | $200,212,942 | 4 | August 31, 2026 |

Regulatory assets under management: $138,851,621 in the October 2021 data and $200,212,942 in the October 2026 data, up 44%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Regulatory assets under management went from $150,527,167 to $200,212,942 (+33%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. MH & Associates Securities Management Corporation (CRD 110516): Form ADV filing data as of October 2026.