{
  "crd_number": 142463,
  "slug": "metlife-investment-management-llc-whippany-nj-142463",
  "primary_business_name": "METLIFE INVESTMENT MANAGEMENT, LLC",
  "legal_name": "METLIFE INVESTMENT MANAGEMENT, LLC",
  "dbas": [],
  "city": "Whippany",
  "state": "NJ",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2006-11-29",
  "years_registered": 19,
  "period": "2026-10-01",
  "filing_date": "2026-05-11",
  "carried_forward": false,
  "raum_total": 563779494417.0,
  "raum_discretionary": 560911238227.0,
  "raum_non_discretionary": 2868256190.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 956,
  "advisory_employees": 695,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 772402693.0,
      "count": null,
      "description": "NATIVE AMERICAN",
      "fewer_than_5": true
    },
    "charitable": {
      "raum": 702476638.0,
      "count": 26
    },
    "individuals": {
      "raum": 0.0,
      "count": 0
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 10036617009.0,
      "count": 41
    },
    "insurance_companies": {
      "raum": 454955725872.0,
      "count": 74
    },
    "investment_companies": {
      "raum": 30045800806.0,
      "count": 16
    },
    "pension_profit_sharing": {
      "raum": 30687043623.0,
      "count": 87
    },
    "other_investment_advisers": {
      "raum": 384689151.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 51360971.0,
      "count": null,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 25363698484.0,
      "count": 46
    },
    "corporations_other_businesses": {
      "raum": 10779679170.0,
      "count": 27
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "CA",
    "CT",
    "DC",
    "FL",
    "GA",
    "IL",
    "KS",
    "LA",
    "NJ",
    "NY",
    "PA",
    "TN",
    "TX"
  ],
  "websites": [
    "https://investments.metlife.co.uk",
    "https://investments.metlife.com",
    "https://investments.metlife.com/europe",
    "https://linkedin.com/company/metlife-investment-management"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142463",
  "disclosure_items": [
    {
      "item": "11.D(1)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "WHIPPANY",
  "url": "https://advisorcensus.com/firm/metlife-investment-management-llc-whippany-nj-142463",
  "display_name": "Metlife Investment Management, LLC",
  "summary": "Metlife Investment Management, LLC is an SEC-registered investment advisory firm in Whippany, NJ, registered since 2006, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 11, 2026.",
  "citation": "AdvisorCensus. Metlife Investment Management, LLC (CRD 142463): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Metlife Investment Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Metlife Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Metlife Investment Management, LLC located?",
      "a": "Metlife Investment Management, LLC's principal office is in Whippany, NJ, according to its Form ADV; the June 2026 filing also lists 11 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Metlife Investment Management, LLC registered with the SEC or a state?",
      "a": "Metlife Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 142463."
    },
    {
      "q": "How much does Metlife Investment Management, LLC manage?",
      "a": "Metlife Investment Management, LLC reports $563,779,494,417 in regulatory assets under management in its Form ADV filing dated May 11, 2026 (99% discretionary)."
    },
    {
      "q": "How have Metlife Investment Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Metlife Investment Management, LLC: Regulatory assets under management: $556,561,408,287 in the October 2021 data and $563,779,494,417 in the October 2026 data, up 1%. Total employees: 972 in October 2021 and 956 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Metlife Investment Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (87); insurance companies (74); pooled investment vehicles (other than investment companies and business development companies) (46)."
    },
    {
      "q": "Which custodians does Metlife Investment Management, LLC use?",
      "a": "Metlife Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists JP Morgan Chase as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Metlife Investment Management, LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct) and 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/142463"
    },
    {
      "q": "What changed in Metlife Investment Management, LLC's recent Form ADV filings?",
      "a": "In the June 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 556561408287.0,
      "total_employees": 972,
      "filing_date": "2021-09-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 557975303369.0,
      "total_employees": 990,
      "filing_date": "2022-09-27"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 481198610149.0,
      "total_employees": 1081,
      "filing_date": "2023-09-05"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 499516358508.0,
      "total_employees": 925,
      "filing_date": "2024-04-09"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 508892646764.0,
      "total_employees": 960,
      "filing_date": "2025-05-06"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 563779494417.0,
      "total_employees": 956,
      "filing_date": "2026-05-11"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 688 to 695.",
        "Regulatory assets under management went from $508,892,646,764 to $563,779,494,417 (+11%)."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Changed its office addresses in Dallas, TX.",
        "Changed its office addresses in San Francisco, CA.",
        "Changed its office addresses in Washington, DC.",
        "Added an office in El Segundo, CA.",
        "No longer lists an office in Chicago, IL.",
        "No longer lists an office in Manhattan Beach, CA.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "JP Morgan Chase",
      "name_as_filed": "JP MORGAN CHASE",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/metlife-investment-management-llc-whippany-nj-142463.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": null,
      "fewer_than_5": true,
      "raum": 51360971.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 16,
      "fewer_than_5": false,
      "raum": 30045800806.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 46,
      "fewer_than_5": false,
      "raum": 25363698484.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 87,
      "fewer_than_5": false,
      "raum": 30687043623.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 26,
      "fewer_than_5": false,
      "raum": 702476638.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 41,
      "fewer_than_5": false,
      "raum": 10036617009.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": true,
      "raum": 384689151.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 74,
      "fewer_than_5": false,
      "raum": 454955725872.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 27,
      "fewer_than_5": false,
      "raum": 10779679170.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": true,
      "raum": 772402693.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142463",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}
