# Meteora Capital, LLC

> Meteora Capital, LLC is an SEC-registered investment advisory firm in Boca Raton, FL, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 313378
- Filed as: METEORA CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boca Raton, FL
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/313378
- AdvisorCensus page: https://advisorcensus.com/firm/meteora-capital-llc-boca-raton-fl-313378

## Quick answers

**How is Meteora Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Meteora Capital, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Meteora Capital, LLC located?**
Meteora Capital, LLC's principal office is in Boca Raton, FL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Meteora Capital, LLC registered with the SEC or a state?**
Meteora Capital, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 313378.

**How much does Meteora Capital, LLC manage?**
Meteora Capital, LLC reports $1,535,977,791 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Meteora Capital, LLC's assets and staff changed since 2022?**
In the Form ADV data for Meteora Capital, LLC: Regulatory assets under management: $359,185,916 in the October 2022 data and $1,535,977,791 in the October 2026 data, up 328%. Total employees: 10 in October 2022 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Meteora Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (11); other investment advisers (3); other (1).

**Which custodians does Meteora Capital, LLC use?**
Meteora Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Goldman Sachs & Co. LLC, J.P. Morgan Clearing Corp. and TD Prime Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Meteora Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313378

**What changed in Meteora Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 6 to 7. Regulatory assets under management went from $969,404,291 to $1,535,977,791 (+58%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Goldman Sachs & Co. LLC
- J.P. Morgan Clearing Corp.
- TD Prime Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,535,977,791
- Discretionary: $1,535,977,791
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 11 | $1,268,529,815 |
| Other investment advisers | 3 | $241,604,342 |
| Other | 1 | $25,843,634 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2021 (4 years)
- Employees: 16 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- meteoracapital.com
- LinkedIn @meteora-capital-llc
- X @meteoracapital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $359,185,916 | 10 | March 31, 2022 |
| October 2023 | $592,762,350 | 10 | July 10, 2023 |
| October 2024 | $871,476,127 | 10 | March 29, 2024 |
| October 2025 | $969,404,291 | 12 | June 5, 2025 |
| October 2026 | $1,535,977,791 | 16 | March 30, 2026 |

Regulatory assets under management: $359,185,916 in the October 2022 data and $1,535,977,791 in the October 2026 data, up 328%.
Total employees: 10 in October 2022 and 16 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 6 to 7.
- Regulatory assets under management went from $969,404,291 to $1,535,977,791 (+58%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Meteora Capital, LLC (CRD 313378): Form ADV filing data as of October 2026.