{
  "crd_number": 313378,
  "slug": "meteora-capital-llc-boca-raton-fl-313378",
  "primary_business_name": "METEORA CAPITAL, LLC",
  "legal_name": "METEORA CAPITAL, LLC",
  "dbas": [],
  "city": "Boca Raton",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-10-29",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 1535977791.0,
  "raum_discretionary": 1535977791.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 16,
  "advisory_employees": 7,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 25843634.0,
      "count": 1,
      "description": "ACCOUNT OWNED BY MANAGING MEMBER"
    },
    "other_investment_advisers": {
      "raum": 241604342.0,
      "count": 3
    },
    "pooled_investment_vehicles": {
      "raum": 1268529815.0,
      "count": 11
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL"
  ],
  "websites": [
    "https://linkedin.com/company/meteora-capital-llc",
    "https://meteoracapital.com",
    "https://twitter.com/meteoracapital?lang=en"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/313378",
  "city_as_filed": "BOCA RATON",
  "url": "https://advisorcensus.com/firm/meteora-capital-llc-boca-raton-fl-313378",
  "display_name": "Meteora Capital, LLC",
  "summary": "Meteora Capital, LLC is an SEC-registered investment advisory firm in Boca Raton, FL, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Meteora Capital, LLC (CRD 313378): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Meteora Capital, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Meteora Capital, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "Where is Meteora Capital, LLC located?",
      "a": "Meteora Capital, LLC's principal office is in Boca Raton, FL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Meteora Capital, LLC registered with the SEC or a state?",
      "a": "Meteora Capital, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 313378."
    },
    {
      "q": "How much does Meteora Capital, LLC manage?",
      "a": "Meteora Capital, LLC reports $1,535,977,791 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)."
    },
    {
      "q": "How have Meteora Capital, LLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Meteora Capital, LLC: Regulatory assets under management: $359,185,916 in the October 2022 data and $1,535,977,791 in the October 2026 data, up 328%. Total employees: 10 in October 2022 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Meteora Capital, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (11); other investment advisers (3); other (1)."
    },
    {
      "q": "Which custodians does Meteora Capital, LLC use?",
      "a": "Meteora Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Goldman Sachs & Co. LLC, J.P. Morgan Clearing Corp. and TD Prime Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Meteora Capital, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313378"
    },
    {
      "q": "What changed in Meteora Capital, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 6 to 7. Regulatory assets under management went from $969,404,291 to $1,535,977,791 (+58%)."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 359185916.0,
      "total_employees": 10,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 592762350.0,
      "total_employees": 10,
      "filing_date": "2023-07-10"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 871476127.0,
      "total_employees": 10,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 969404291.0,
      "total_employees": 12,
      "filing_date": "2025-06-05"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1535977791.0,
      "total_employees": 16,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 6 to 7.",
        "Regulatory assets under management went from $969,404,291 to $1,535,977,791 (+58%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Goldman Sachs & Co. LLC",
      "name_as_filed": "GOLDMAN SACHS & CO. LLC",
      "affiliated": false
    },
    {
      "name": "J.P. Morgan Clearing Corp.",
      "name_as_filed": "J.P. MORGAN CLEARING CORP.",
      "affiliated": false
    },
    {
      "name": "TD Prime Services LLC",
      "name_as_filed": "TD PRIME SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/meteora-capital-llc-boca-raton-fl-313378.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 11,
      "fewer_than_5": false,
      "raum": 1268529815.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 3,
      "fewer_than_5": false,
      "raum": 241604342.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 1,
      "fewer_than_5": false,
      "raum": 25843634.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/313378",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}