{ "crd_number": 314425, "slug": "metaurus-advisors-llc-westport-ct-314425", "primary_business_name": "METAURUS ADVISORS LLC", "legal_name": "METAURUS ADVISORS LLC", "dbas": [], "city": "Westport", "state": "CT", "country": "United States", "cbsa_code": "14860", "metro": { "cbsa_code": "14860", "common_name": "Bridgeport", "msa_name": "Bridgeport-Stamford-Danbury, CT", "path": "/advisors/ct/bridgeport" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-05-12", "years_registered": 5, "period": "2026-10-01", "filing_date": "2026-09-11", "carried_forward": false, "raum_total": 1579325985.0, "raum_discretionary": 1579325985.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 8, "advisory_employees": 5, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 72307113.0, "count": 2, "description": "SEPARATELY MANAGED ACCOUNTS", "fewer_than_5": true }, "investment_companies": { "raum": 1488821253.0, "count": 2 }, "pooled_investment_vehicles": { "raum": 18197619.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "other", "portfolio_management_businesses_institutional", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://linkedin.com/company/metaurus-advisors", "https://linkedin.com/showcase/metaurus-etfs", "https://metaurus.com", "https://twitter.com/metaurusetfs" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/314425", "city_as_filed": "WESTPORT", "url": "https://advisorcensus.com/firm/metaurus-advisors-llc-westport-ct-314425", "display_name": "Metaurus Advisors LLC", "summary": "Metaurus Advisors LLC is an SEC-registered investment advisory firm in Westport, CT, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 11, 2026.", "citation": "AdvisorCensus. Metaurus Advisors LLC (CRD 314425): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Other" ], "quick_answers": [ { "q": "How is Metaurus Advisors LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Metaurus Advisors LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Metaurus Advisors LLC located?", "a": "Metaurus Advisors LLC's principal office is in Westport, CT, according to its Form ADV." }, { "q": "Is Metaurus Advisors LLC registered with the SEC or a state?", "a": "Metaurus Advisors LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 314425." }, { "q": "How much does Metaurus Advisors LLC manage?", "a": "Metaurus Advisors LLC reports $1,579,325,985 in regulatory assets under management in its Form ADV filing dated September 11, 2026 (100% discretionary)." }, { "q": "How have Metaurus Advisors LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Metaurus Advisors LLC: Regulatory assets under management: $100,830,770 in the October 2021 data and $1,579,325,985 in the October 2026 data, up 1466%. Total employees: 9 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Metaurus Advisors LLC serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (2); other (2); pooled investment vehicles (other than investment companies and business development companies) (1)." }, { "q": "Which custodians does Metaurus Advisors LLC use?", "a": "Metaurus Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Northern Trust Securities, Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Metaurus Advisors LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/314425" }, { "q": "What changed in Metaurus Advisors LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $953,660,515 to $1,579,325,985 (+66%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 100830770.0, "total_employees": 9, "filing_date": "2021-09-09" }, { "period": "2022-10-01", "regulatory_assets_under_management": 109332413.0, "total_employees": 8, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 144783914.0, "total_employees": 8, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 345491777.0, "total_employees": 8, "filing_date": "2024-04-01" }, { "period": "2025-10-01", "regulatory_assets_under_management": 953660515.0, "total_employees": 8, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1579325985.0, "total_employees": 8, "filing_date": "2026-09-11" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $953,660,515 to $1,579,325,985 (+66%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Northern Trust Securities, Inc.", "name_as_filed": "NORTHERN TRUST SECURITIES, INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/metaurus-advisors-llc-westport-ct-314425.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 2, "fewer_than_5": false, "raum": 1488821253.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 18197619.0 }, { "type": "other", "label": "Other", "count": 2, "fewer_than_5": true, "raum": 72307113.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/314425", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }