{ "crd_number": 312540, "slug": "meta-investment-management-company-llc-brooklyn-ny-312540", "primary_business_name": "META INVESTMENT MANAGEMENT COMPANY LLC", "legal_name": "META INVESTMENT MANAGEMENT COMPANY LLC", "dbas": [], "city": "Brooklyn", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-02-19", "years_registered": 5, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 3871052.0, "raum_discretionary": 3871052.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "high_net_worth_individuals": { "raum": 3871052.0, "count": 7 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://mimcoglobal.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312540", "city_as_filed": "BROOKLYN", "url": "https://advisorcensus.com/firm/meta-investment-management-company-llc-brooklyn-ny-312540", "display_name": "Meta Investment Management Company LLC", "summary": "Meta Investment Management Company LLC is an SEC-registered investment advisory firm in Brooklyn, NY, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Meta Investment Management Company LLC (CRD 312540): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Meta Investment Management Company LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Meta Investment Management Company LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Meta Investment Management Company LLC located?", "a": "Meta Investment Management Company LLC's principal office is in Brooklyn, NY, according to its Form ADV." }, { "q": "Is Meta Investment Management Company LLC registered with the SEC or a state?", "a": "Meta Investment Management Company LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312540." }, { "q": "How much does Meta Investment Management Company LLC manage?", "a": "Meta Investment Management Company LLC reports $3,871,052 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Meta Investment Management Company LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Meta Investment Management Company LLC: Regulatory assets under management: $3,591,703 in the October 2021 data and $3,871,052 in the October 2026 data, up 8%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Meta Investment Management Company LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (7)." }, { "q": "Which custodians does Meta Investment Management Company LLC use?", "a": "Meta Investment Management Company LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Shareholders Service Group, LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Meta Investment Management Company LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312540" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 3591703.0, "total_employees": 1, "filing_date": "2021-08-03" }, { "period": "2022-10-01", "regulatory_assets_under_management": 3445875.0, "total_employees": 1, "filing_date": "2022-03-11" }, { "period": "2023-10-01", "regulatory_assets_under_management": 3067807.0, "total_employees": 1, "filing_date": "2023-03-03" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3414722.0, "total_employees": 1, "filing_date": "2024-01-22" }, { "period": "2025-10-01", "regulatory_assets_under_management": 3759318.0, "total_employees": 1, "filing_date": "2025-03-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 3871052.0, "total_employees": 1, "filing_date": "2026-03-30" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [ { "name": "Shareholders Service Group, LLC", "name_as_filed": "SHAREHOLDERS SERVICE GROUP, LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/meta-investment-management-company-llc-brooklyn-ny-312540.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 7, "fewer_than_5": false, "raum": 3871052.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312540", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }