{ "crd_number": 305387, "slug": "messmer-capital-advisors-llc-milford-oh-305387", "primary_business_name": "MESSMER CAPITAL ADVISORS LLC", "legal_name": "MESSMER CAPITAL ADVISORS LLC", "dbas": [ "MESSMER CAPITAL" ], "city": "Milford", "state": "OH", "country": "United States", "cbsa_code": "17140", "metro": { "cbsa_code": "17140", "common_name": "Cincinnati", "msa_name": "Cincinnati, OH-KY-IN", "path": "/advisors/oh/cincinnati" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-03-16", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-09-14", "carried_forward": false, "raum_total": 130379569.0, "raum_discretionary": 129424914.0, "raum_non_discretionary": 954655.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 4, "advisory_employees": 2, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 41891735.0, "count": 168 }, "pension_profit_sharing": { "raum": 954655.0, "count": 3, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 87533179.0, "count": 47 }, "corporations_other_businesses": { "raum": 0.0, "count": 0 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "pension_consulting", "periodicals_newsletters", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL", "IN", "KY", "NY", "OH", "VA" ], "websites": [ "https://messmercapital.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305387", "city_as_filed": "MILFORD", "url": "https://advisorcensus.com/firm/messmer-capital-advisors-llc-milford-oh-305387", "display_name": "Messmer Capital Advisors LLC", "summary": "Messmer Capital Advisors LLC is an SEC-registered investment advisory firm in Milford, OH, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 14, 2026.", "citation": "AdvisorCensus. Messmer Capital Advisors LLC (CRD 305387): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Selection of other advisers (including private fund managers)", "Publication of periodicals or newsletters", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Messmer Capital Advisors LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Messmer Capital Advisors LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Messmer Capital Advisors LLC located?", "a": "Messmer Capital Advisors LLC's principal office is in Milford, OH, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Messmer Capital Advisors LLC registered with the SEC or a state?", "a": "Messmer Capital Advisors LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 305387." }, { "q": "How much does Messmer Capital Advisors LLC manage?", "a": "Messmer Capital Advisors LLC reports $130,379,569 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (99% discretionary)." }, { "q": "What types of clients does Messmer Capital Advisors LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (168); high net worth individuals (47); pension and profit sharing plans (but not the plan participants or government pension plans) (3)." }, { "q": "Which custodians does Messmer Capital Advisors LLC use?", "a": "Messmer Capital Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Messmer Capital Advisors LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305387" }, { "q": "Does Messmer Capital Advisors LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"There are no account minimums.\"" }, { "q": "What changed in Messmer Capital Advisors LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Added an office in Newark, OH." } ], "filing_history": [], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Added an office in Newark, OH." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 31, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "There are no account minimums." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "There are no account minimums." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/messmer-capital-advisors-llc-milford-oh-305387.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 168, "fewer_than_5": false, "raum": 41891735.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 47, "fewer_than_5": false, "raum": 87533179.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 3, "fewer_than_5": true, "raum": 954655.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 0, "fewer_than_5": false, "raum": 0.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305387", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }