{ "crd_number": 157533, "slug": "merricks-capital-pty-ltd-melbourne-157533", "primary_business_name": "MERRICKS CAPITAL PTY LTD", "legal_name": "MERRICKS CAPITAL PTY LTD", "dbas": [], "city": "Melbourne", "state": null, "country": "Australia", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2011-04-26", "years_registered": 15, "period": "2026-10-01", "filing_date": "2026-10-01", "carried_forward": false, "raum_total": 2144227968.0, "raum_discretionary": 1541264959.0, "raum_non_discretionary": 602963009.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 45, "advisory_employees": 23, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 602963009.0, "count": null, "description": "MANAGED ACCOUNT AND CO-INVESTORS", "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 1541264959.0, "count": 8 } }, "compensation_types": [ "fixed", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://linkedin.com/COMPANY/MERRICKS-CAPITAL", "https://merrickscapital.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157533", "city_as_filed": "MELBOURNE", "url": "https://advisorcensus.com/firm/merricks-capital-pty-ltd-melbourne-157533", "display_name": "Merricks Capital Pty Ltd", "summary": "Merricks Capital Pty Ltd is an SEC-registered investment advisory firm in Melbourne, Australia, registered since 2011, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated October 1, 2026.", "citation": "AdvisorCensus. Merricks Capital Pty Ltd (CRD 157533): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Merricks Capital Pty Ltd compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Merricks Capital Pty Ltd reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Merricks Capital Pty Ltd located?", "a": "Merricks Capital Pty Ltd's principal office is in Melbourne, Australia, according to its Form ADV." }, { "q": "Is Merricks Capital Pty Ltd registered with the SEC or a state?", "a": "Merricks Capital Pty Ltd is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 157533." }, { "q": "How much does Merricks Capital Pty Ltd manage?", "a": "Merricks Capital Pty Ltd reports $2,144,227,968 in regulatory assets under management in its Form ADV filing dated October 1, 2026 (72% discretionary)." }, { "q": "How have Merricks Capital Pty Ltd's assets and staff changed since 2021?", "a": "In the Form ADV data for Merricks Capital Pty Ltd: Regulatory assets under management: $1,403,772,363 in the October 2021 data and $2,144,227,968 in the October 2026 data, up 53%. Total employees: 27 in October 2021 and 45 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Merricks Capital Pty Ltd serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (8)." }, { "q": "Does Merricks Capital Pty Ltd report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157533" }, { "q": "What changed in Merricks Capital Pty Ltd's recent Form ADV filings?", "a": "In the May 2026 filing data: Item 11 disclosure answers changed: 0 yes answers, previously 2 (now no: 11.A(2), 11.G)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1403772363.0, "total_employees": 27, "filing_date": "2021-09-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1579854516.0, "total_employees": 35, "filing_date": "2022-09-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1492430647.0, "total_employees": 39, "filing_date": "2023-09-28" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1801775015.0, "total_employees": 43, "filing_date": "2024-09-26" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1826653720.0, "total_employees": 45, "filing_date": "2025-06-06" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2144227968.0, "total_employees": 45, "filing_date": "2026-10-01" } ], "recent_changes": [ { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "Item 11 disclosure answers changed: 0 yes answers, previously 2 (now no: 11.A(2), 11.G)." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Item 11 disclosure answers changed: 2 yes answers, previously 0 (now yes: 11.A(2), 11.G).", "Employees performing advisory functions went from 20 to 23.", "Regulatory assets under management went from $1,826,653,720 to $2,104,590,054 (+15%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/merricks-capital-pty-ltd-melbourne-157533.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 8, "fewer_than_5": false, "raum": 1541264959.0 }, { "type": "other", "label": "Other", "count": null, "fewer_than_5": true, "raum": 602963009.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157533", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }