# Mendoza Wealth Management

> Mendoza Wealth Management is a state-registered investment advisory firm, registered since 2008, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 144605
- Filed as: MENDOZA WEALTH MANAGEMENT
- Legal name: Mendoza Wealth Management, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Massachusetts
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/144605
- AdvisorCensus page: https://advisorcensus.com/firm/mendoza-wealth-management-144605

## Quick answers

**How is Mendoza Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Mendoza Wealth Management reports these compensation arrangements: a percentage of assets under its management.

**Is Mendoza Wealth Management registered with the SEC or a state?**
Mendoza Wealth Management is a state-registered investment advisory firm, registered since 2008. Status as filed: APPROVED. CRD 144605.

**How much does Mendoza Wealth Management manage?**
Mendoza Wealth Management reports $28,802,124 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does Mendoza Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (8).

**Does Mendoza Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/144605

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $28,802,124
- Discretionary: $28,802,124
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8 | $4,222,134 |
| High net worth individuals | Fewer than 5 | $21,964,374 |
| Charitable organizations | Fewer than 5 | $2,615,616 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2008 (18 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mendozawealth.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mendoza Wealth Management (CRD 144605): Form ADV filing data as of October 2026.