# Mendoza Private Wealth

> Mendoza Private Wealth is an SEC-registered investment advisory firm in North Miami, FL, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 22, 2026.

- CRD: 329126
- Filed as: MENDOZA PRIVATE WEALTH
- Legal name: Mendoza Private Wealth Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: North Miami, FL
- Filing period: October 2026
- Form ADV filing dated: September 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/329126
- AdvisorCensus page: https://advisorcensus.com/firm/mendoza-private-wealth-north-miami-fl-329126

## Quick answers

**How is Mendoza Private Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Mendoza Private Wealth reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Mendoza Private Wealth charge?**
Its Form ADV Part 2A brochure dated August 7, 2026 states: Up to $500,000: 1.5% a year; $500,001 to $2,000,000: 1.2% a year; $2,000,001 to $3,000,000: 1.1% a year; $3,000,001 to $5,000,000: 1% a year; $5,000,001 to $10,000,000: 0.9% a year; $10,000,001 to $20,000,000: 0.8% a year; Above $20,000,001: 0.7% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Mendoza Private Wealth located?**
Mendoza Private Wealth's principal office is in North Miami, FL, according to its Form ADV.

**Is Mendoza Private Wealth registered with the SEC or a state?**
Mendoza Private Wealth is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 329126.

**How much does Mendoza Private Wealth manage?**
Mendoza Private Wealth reports $101,369,000 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (93% discretionary).

**What types of clients does Mendoza Private Wealth serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (35); individuals (other than high net worth individuals) (18).

**Which custodians does Mendoza Private Wealth use?**
Mendoza Private Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Mendoza Private Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329126

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 7, 2026)

- Up to $500,000: 1.5% a year
- $500,001 to $2,000,000: 1.2% a year
- $2,000,001 to $3,000,000: 1.1% a year
- $3,000,001 to $5,000,000: 1% a year
- $5,000,001 to $10,000,000: 0.9% a year
- $10,000,001 to $20,000,000: 0.8% a year
- Above $20,000,001: 0.7% a year

> Assets Under Management Annual Fee Less than $500,000 1.50% $500,001 - $2,000,000 1.20% $2,000,001 - $3,000,000 1.10% $3,000,001 - $5,000,000 1.00% $5,000,001 - $10,000,000 0.90% $10,000,001 - $20,000,000 0.80% Over $20,000,000 0.70%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $101,369,000
- Discretionary: $94,764,000
- Non-discretionary: $6,605,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 18 | $6,616,000 |
| High net worth individuals | 35 | $94,115,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $638,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mendozaprivatewealth.com
- Facebook @MendozaPrivateWealth
- Facebook @ivan.mendoza.75
- LinkedIn @cfacfpmba

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mendoza Private Wealth (CRD 329126): Form ADV filing data as of October 2026.