# Mendota Financial Group, LLC

> Mendota Financial Group, LLC is an SEC-registered investment advisory firm in Madison, WI, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 3, 2026.

- CRD: 136294
- Filed as: MENDOTA FINANCIAL GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Madison, WI
- Filing period: October 2026
- Form ADV filing dated: March 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/136294
- AdvisorCensus page: https://advisorcensus.com/firm/mendota-financial-group-llc-madison-wi-136294

## Quick answers

**How is Mendota Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Mendota Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Mendota Financial Group, LLC charge?**
Its Form ADV Part 2A brochure dated March 3, 2026 states: Flat fee: $2,500 (Financial Consulting Services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Mendota Financial Group, LLC located?**
Mendota Financial Group, LLC's principal office is in Madison, WI, according to its Form ADV.

**Is Mendota Financial Group, LLC registered with the SEC or a state?**
Mendota Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 136294.

**How much does Mendota Financial Group, LLC manage?**
Mendota Financial Group, LLC reports $254,196,000 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (98% discretionary).

**How have Mendota Financial Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Mendota Financial Group, LLC: Regulatory assets under management: $277,643,405 in the October 2021 data and $254,196,000 in the October 2026 data, down 8%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Mendota Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (89); high net worth individuals (77).

**Which custodians does Mendota Financial Group, LLC use?**
Mendota Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab and TIAA-CREF as custodians holding 10% or more of its separately managed account assets.

**Does Mendota Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/136294

**Does Mendota Financial Group, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 3, 2026 says: "MFG does not require a minimum account size."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 3, 2026)

- Account minimum: None

> MFG does not require a minimum account size.

- Flat fee: $2,500 (Financial Consulting Services)

> MFG's fees for providing FCS are typically charged on a fixed fee basis. There is a minimum fee of $2,500.00.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab
- TIAA-CREF

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $254,196,000
- Discretionary: $249,454,700
- Non-discretionary: $4,741,300

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 89 | $34,474,000 |
| High net worth individuals | 77 | $212,857,000 |
| Corporations or other businesses not listed above | Fewer than 5 | $6,865,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2007 (19 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, IA, IL, LA, MI, MN, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mendotafinancial.com
- LinkedIn @MENDOTA-FINANCIAL
- LinkedIn @dan-gresch
- LinkedIn @kurt-ahrens

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $277,643,405 | 5 | March 22, 2021 |
| October 2022 | $339,124,911 | 6 | September 30, 2022 |
| October 2023 | $326,347,094 | 6 | February 13, 2023 |
| October 2024 | $431,128,690 | 8 | February 28, 2024 |
| October 2025 | $254,600,000 | 5 | March 11, 2025 |
| October 2026 | $254,196,000 | 5 | March 3, 2026 |

Regulatory assets under management: $277,643,405 in the October 2021 data and $254,196,000 in the October 2026 data, down 8%.
Total employees: 5 in October 2021 and 5 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mendota Financial Group, LLC (CRD 136294): Form ADV filing data as of October 2026.