{
  "crd_number": 136294,
  "slug": "mendota-financial-group-llc-madison-wi-136294",
  "primary_business_name": "MENDOTA FINANCIAL GROUP, LLC",
  "legal_name": "MENDOTA FINANCIAL GROUP, LLC",
  "dbas": [],
  "city": "Madison",
  "state": "WI",
  "country": "United States",
  "cbsa_code": "31540",
  "metro": {
    "cbsa_code": "31540",
    "common_name": "Madison",
    "msa_name": "Madison, WI",
    "path": "/advisors/wi/madison"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2007-03-13",
  "years_registered": 19,
  "period": "2026-10-01",
  "filing_date": "2026-03-03",
  "carried_forward": false,
  "raum_total": 254196000.0,
  "raum_discretionary": 249454700.0,
  "raum_non_discretionary": 4741300.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 5,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 34474000.0,
      "count": 89
    },
    "high_net_worth_individuals": {
      "raum": 212857000.0,
      "count": 77
    },
    "corporations_other_businesses": {
      "raum": 6865000.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "IA",
    "IL",
    "LA",
    "MI",
    "MN",
    "TX",
    "WI"
  ],
  "websites": [
    "https://linkedin.com/COMPANY/MENDOTA-FINANCIAL",
    "https://linkedin.com/in/dan-gresch",
    "https://linkedin.com/in/kurt-ahrens",
    "https://mendotafinancial.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/136294",
  "city_as_filed": "MADISON",
  "url": "https://advisorcensus.com/firm/mendota-financial-group-llc-madison-wi-136294",
  "display_name": "Mendota Financial Group, LLC",
  "summary": "Mendota Financial Group, LLC is an SEC-registered investment advisory firm in Madison, WI, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 3, 2026.",
  "citation": "AdvisorCensus. Mendota Financial Group, LLC (CRD 136294): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Mendota Financial Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Mendota Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Mendota Financial Group, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 3, 2026 states: Flat fee: $2,500 (Financial Consulting Services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Mendota Financial Group, LLC located?",
      "a": "Mendota Financial Group, LLC's principal office is in Madison, WI, according to its Form ADV."
    },
    {
      "q": "Is Mendota Financial Group, LLC registered with the SEC or a state?",
      "a": "Mendota Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 136294."
    },
    {
      "q": "How much does Mendota Financial Group, LLC manage?",
      "a": "Mendota Financial Group, LLC reports $254,196,000 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (98% discretionary)."
    },
    {
      "q": "How have Mendota Financial Group, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Mendota Financial Group, LLC: Regulatory assets under management: $277,643,405 in the October 2021 data and $254,196,000 in the October 2026 data, down 8%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Mendota Financial Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (89); high net worth individuals (77)."
    },
    {
      "q": "Which custodians does Mendota Financial Group, LLC use?",
      "a": "Mendota Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab and TIAA-CREF as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Mendota Financial Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/136294"
    },
    {
      "q": "Does Mendota Financial Group, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 3, 2026 says: \"MFG does not require a minimum account size.\""
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 277643405.0,
      "total_employees": 5,
      "filing_date": "2021-03-22"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 339124911.0,
      "total_employees": 6,
      "filing_date": "2022-09-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 326347094.0,
      "total_employees": 6,
      "filing_date": "2023-02-13"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 431128690.0,
      "total_employees": 8,
      "filing_date": "2024-02-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 254600000.0,
      "total_employees": 5,
      "filing_date": "2025-03-11"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 254196000.0,
      "total_employees": 5,
      "filing_date": "2026-03-03"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 3, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $2,500 (Financial Consulting Services)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "MFG does not require a minimum account size."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $2,500 (Financial Consulting Services)"
        ],
        "quotes": [
          "MFG's fees for providing FCS are typically charged on a fixed fee basis. There is a minimum fee of $2,500.00."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": 2500.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "Financial Consulting Services"
        }
      ]
    },
    "quotes": [
      "MFG does not require a minimum account size.",
      "MFG's fees for providing FCS are typically charged on a fixed fee basis. There is a minimum fee of $2,500.00."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab",
      "name_as_filed": "CHARLES SCHWAB",
      "affiliated": false
    },
    {
      "name": "TIAA-CREF",
      "name_as_filed": "TIAA-CREF",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/mendota-financial-group-llc-madison-wi-136294.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 89,
      "fewer_than_5": false,
      "raum": 34474000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 77,
      "fewer_than_5": false,
      "raum": 212857000.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 6865000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/136294",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}