# Mendon Capital Advisors Corp

> Mendon Capital Advisors Corp is an SEC-registered investment advisory firm in Key Largo, FL, registered since 1999, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 10, 2026.

- CRD: 113058
- Filed as: MENDON CAPITAL ADVISORS CORP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Key Largo, FL
- Filing period: October 2026
- Form ADV filing dated: September 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/113058
- AdvisorCensus page: https://advisorcensus.com/firm/mendon-capital-advisors-corp-key-largo-fl-113058

## Quick answers

**How is Mendon Capital Advisors Corp compensated?**
On its Form ADV (Item 5.E, October 2026), Mendon Capital Advisors Corp reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Mendon Capital Advisors Corp located?**
Mendon Capital Advisors Corp's principal office is in Key Largo, FL, according to its Form ADV.

**Is Mendon Capital Advisors Corp registered with the SEC or a state?**
Mendon Capital Advisors Corp is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 113058.

**How much does Mendon Capital Advisors Corp manage?**
Mendon Capital Advisors Corp reports $253,751,059 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (100% discretionary).

**How have Mendon Capital Advisors Corp's assets and staff changed since 2021?**
In the Form ADV data for Mendon Capital Advisors Corp: Regulatory assets under management: $219,885,507 in the October 2021 data and $253,751,059 in the October 2026 data, up 15%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Mendon Capital Advisors Corp serve?**
By number of clients on Form ADV Item 5.D: investment companies (1); pooled investment vehicles (other than investment companies and business development companies) (1); other investment advisers (1).

**Which custodians does Mendon Capital Advisors Corp use?**
Mendon Capital Advisors Corp's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists RBC Clearing and Custody as a custodian holding 10% or more of its separately managed account assets.

**Does Mendon Capital Advisors Corp report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113058

**What changed in Mendon Capital Advisors Corp's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- RBC Clearing and Custody

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $253,751,059
- Discretionary: $253,751,059
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $232,250,000 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $12,142,127 |
| Other investment advisers | 1 | $9,358,932 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 1999 (27 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mendoncapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $219,885,507 | 4 | August 6, 2021 |
| October 2022 | $357,214,462 | 5 | March 31, 2022 |
| October 2023 | $245,334,182 | 4 | April 17, 2023 |
| October 2024 | $218,414,159 | 4 | March 28, 2024 |
| October 2025 | $199,433,083 | 4 | March 31, 2025 |
| October 2026 | $253,751,059 | 4 | September 10, 2026 |

Regulatory assets under management: $219,885,507 in the October 2021 data and $253,751,059 in the October 2026 data, up 15%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $199,433,083 to $253,751,059 (+27%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mendon Capital Advisors Corp (CRD 113058): Form ADV filing data as of October 2026.