{
  "crd_number": 113058,
  "slug": "mendon-capital-advisors-corp-key-largo-fl-113058",
  "primary_business_name": "MENDON CAPITAL ADVISORS CORP",
  "legal_name": "MENDON CAPITAL ADVISORS CORP",
  "dbas": [],
  "city": "Key Largo",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "28580",
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1999-05-14",
  "years_registered": 27,
  "period": "2026-10-01",
  "filing_date": "2026-09-10",
  "carried_forward": false,
  "raum_total": 253751059.0,
  "raum_discretionary": 253751059.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "investment_companies": {
      "raum": 232250000.0,
      "count": 1
    },
    "other_investment_advisers": {
      "raum": 9358932.0,
      "count": 1,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 12142127.0,
      "count": 1
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL"
  ],
  "websites": [
    "https://mendoncapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113058",
  "city_as_filed": "KEY LARGO",
  "url": "https://advisorcensus.com/firm/mendon-capital-advisors-corp-key-largo-fl-113058",
  "display_name": "Mendon Capital Advisors Corp",
  "summary": "Mendon Capital Advisors Corp is an SEC-registered investment advisory firm in Key Largo, FL, registered since 1999, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 10, 2026.",
  "citation": "AdvisorCensus. Mendon Capital Advisors Corp (CRD 113058): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Mendon Capital Advisors Corp compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Mendon Capital Advisors Corp reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "Where is Mendon Capital Advisors Corp located?",
      "a": "Mendon Capital Advisors Corp's principal office is in Key Largo, FL, according to its Form ADV."
    },
    {
      "q": "Is Mendon Capital Advisors Corp registered with the SEC or a state?",
      "a": "Mendon Capital Advisors Corp is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 113058."
    },
    {
      "q": "How much does Mendon Capital Advisors Corp manage?",
      "a": "Mendon Capital Advisors Corp reports $253,751,059 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (100% discretionary)."
    },
    {
      "q": "How have Mendon Capital Advisors Corp's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Mendon Capital Advisors Corp: Regulatory assets under management: $219,885,507 in the October 2021 data and $253,751,059 in the October 2026 data, up 15%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Mendon Capital Advisors Corp serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (1); pooled investment vehicles (other than investment companies and business development companies) (1); other investment advisers (1)."
    },
    {
      "q": "Which custodians does Mendon Capital Advisors Corp use?",
      "a": "Mendon Capital Advisors Corp's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists RBC Clearing and Custody as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Mendon Capital Advisors Corp report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113058"
    },
    {
      "q": "What changed in Mendon Capital Advisors Corp's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 219885507.0,
      "total_employees": 4,
      "filing_date": "2021-08-06"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 357214462.0,
      "total_employees": 5,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 245334182.0,
      "total_employees": 4,
      "filing_date": "2023-04-17"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 218414159.0,
      "total_employees": 4,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 199433083.0,
      "total_employees": 4,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 253751059.0,
      "total_employees": 4,
      "filing_date": "2026-09-10"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $199,433,083 to $253,751,059 (+27%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "RBC Clearing and Custody",
      "name_as_filed": "RBC CLEARING AND CUSTODY",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/mendon-capital-advisors-corp-key-largo-fl-113058.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 232250000.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 12142127.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 1,
      "fewer_than_5": true,
      "raum": 9358932.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113058",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}