# Mendlstein Capital Holdings LLC

> Mendlstein Capital Holdings LLC is a state-registered investment advisory firm in New York, NY, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 28, 2026.

- CRD: 338278
- Filed as: MENDLSTEIN CAPITAL HOLDINGS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: September 28, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/338278
- AdvisorCensus page: https://advisorcensus.com/firm/mendlstein-capital-holdings-llc-new-york-ny-338278

## Quick answers

**How is Mendlstein Capital Holdings LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Mendlstein Capital Holdings LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Mendlstein Capital Holdings LLC located?**
Mendlstein Capital Holdings LLC's principal office is in New York, NY, according to its Form ADV.

**Is Mendlstein Capital Holdings LLC registered with the SEC or a state?**
Mendlstein Capital Holdings LLC is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 338278.

**How much does Mendlstein Capital Holdings LLC manage?**
Mendlstein Capital Holdings LLC reports $0 in regulatory assets under management in its Form ADV filing dated September 28, 2026.

**Does Mendlstein Capital Holdings LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/338278

**What changed in Mendlstein Capital Holdings LLC's recent Form ADV filings?**
In the October 2026 filing data: Its Item 11 disclosure answers changed. No longer registered or notice-filed in TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/338278

## Changes in the filing (last 12 months)

### October 2026
- Its Item 11 disclosure answers changed.
- No longer registered or notice-filed in TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mendlstein Capital Holdings LLC (CRD 338278): Form ADV filing data as of October 2026.