{
  "crd_number": 338278,
  "slug": "mendlstein-capital-holdings-llc-new-york-ny-338278",
  "primary_business_name": "MENDLSTEIN CAPITAL HOLDINGS LLC",
  "legal_name": "MENDLSTEIN CAPITAL HOLDINGS LLC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2026-06-30",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-09-28",
  "carried_forward": false,
  "raum_total": 0.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "fixed",
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "NY"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/338278",
  "disclosure_items": [
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    }
  ],
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/mendlstein-capital-holdings-llc-new-york-ny-338278",
  "display_name": "Mendlstein Capital Holdings LLC",
  "summary": "Mendlstein Capital Holdings LLC is a state-registered investment advisory firm in New York, NY, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 28, 2026.",
  "citation": "AdvisorCensus. Mendlstein Capital Holdings LLC (CRD 338278): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Mendlstein Capital Holdings LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Mendlstein Capital Holdings LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Mendlstein Capital Holdings LLC located?",
      "a": "Mendlstein Capital Holdings LLC's principal office is in New York, NY, according to its Form ADV."
    },
    {
      "q": "Is Mendlstein Capital Holdings LLC registered with the SEC or a state?",
      "a": "Mendlstein Capital Holdings LLC is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 338278."
    },
    {
      "q": "How much does Mendlstein Capital Holdings LLC manage?",
      "a": "Mendlstein Capital Holdings LLC reports $0 in regulatory assets under management in its Form ADV filing dated September 28, 2026."
    },
    {
      "q": "Does Mendlstein Capital Holdings LLC report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/338278"
    },
    {
      "q": "What changed in Mendlstein Capital Holdings LLC's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Its Item 11 disclosure answers changed. No longer registered or notice-filed in TX."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Its Item 11 disclosure answers changed.",
        "No longer registered or notice-filed in TX."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/mendlstein-capital-holdings-llc-new-york-ny-338278.md",
  "clients": [],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/338278",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}