# Memphis Capital Management, LLC

> Memphis Capital Management, LLC is an SEC-registered investment advisory firm in Memphis, TN, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 7, 2026.

- CRD: 134522
- Filed as: MEMPHIS CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Memphis, TN
- Filing period: October 2026
- Form ADV filing dated: May 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/134522
- AdvisorCensus page: https://advisorcensus.com/firm/memphis-capital-management-llc-memphis-tn-134522

## Quick answers

**How is Memphis Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Memphis Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**Where is Memphis Capital Management, LLC located?**
Memphis Capital Management, LLC's principal office is in Memphis, TN, according to its Form ADV.

**Is Memphis Capital Management, LLC registered with the SEC or a state?**
Memphis Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 134522.

**How much does Memphis Capital Management, LLC manage?**
Memphis Capital Management, LLC reports $268,585,723 in regulatory assets under management in its Form ADV filing dated May 7, 2026 (100% discretionary).

**How have Memphis Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Memphis Capital Management, LLC: Regulatory assets under management: $231,260,396 in the October 2021 data and $268,585,723 in the October 2026 data, up 16%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Memphis Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Memphis Capital Management, LLC report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/134522

**What changed in Memphis Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Minimum annual fee: None

> No minimum fee is assessed to the clients.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $268,585,723
- Discretionary: $268,585,723
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $268,585,723 |

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 2006 (20 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TN, TX
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.H(2): Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/134522

### Websites listed on Form ADV (Item 1.I)
- memphiscapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $231,260,396 | 2 | June 15, 2021 |
| October 2022 | $332,068,643 | 2 | April 29, 2022 |
| October 2023 | $259,813,357 | 2 | April 27, 2023 |
| October 2024 | $254,879,696 | 2 | June 28, 2024 |
| October 2025 | $289,613,350 | 3 | May 1, 2025 |
| October 2026 | $268,585,723 | 2 | May 7, 2026 |

Regulatory assets under management: $231,260,396 in the October 2021 data and $268,585,723 in the October 2026 data, up 16%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Memphis Capital Management, LLC (CRD 134522): Form ADV filing data as of October 2026.