# Mediate Financial Investment Advisory Services, LLC

> Mediate Financial Investment Advisory Services, LLC is an SEC-registered investment advisory firm in Canfield, OH, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 11, 2026.

- CRD: 158134
- Filed as: MEDIATE FINANCIAL INVESTMENT ADVISORY SERVICES, LLC
- Also doing business as: MEDIATE FINANCIAL SERVICES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Canfield, OH
- Filing period: October 2026
- Form ADV filing dated: August 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/158134
- AdvisorCensus page: https://advisorcensus.com/firm/mediate-financial-investment-advisory-services-llc-canfield-oh-158134

## Quick answers

**How is Mediate Financial Investment Advisory Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Mediate Financial Investment Advisory Services, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Mediate Financial Investment Advisory Services, LLC charge?**
Its Form ADV Part 2A brochure dated August 11, 2026 states: Asset-based fee: 1.45% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Mediate Financial Investment Advisory Services, LLC located?**
Mediate Financial Investment Advisory Services, LLC's principal office is in Canfield, OH, according to its Form ADV.

**Is Mediate Financial Investment Advisory Services, LLC registered with the SEC or a state?**
Mediate Financial Investment Advisory Services, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 158134.

**How much does Mediate Financial Investment Advisory Services, LLC manage?**
Mediate Financial Investment Advisory Services, LLC reports $106,407,368 in regulatory assets under management in its Form ADV filing dated August 11, 2026 (100% discretionary).

**What types of clients does Mediate Financial Investment Advisory Services, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (309); high net worth individuals (45).

**Which custodians does Mediate Financial Investment Advisory Services, LLC use?**
Mediate Financial Investment Advisory Services, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Mediate Financial Investment Advisory Services, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158134

**Does Mediate Financial Investment Advisory Services, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 11, 2026 says: "The firm’s services are offered to individuals, pensions and profit sharing plans, corporations and other businesses entities. We do not require a minimum balance."

**What changed in Mediate Financial Investment Advisory Services, LLC's recent Form ADV filings?**
In the September 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 11, 2026)

- Asset-based fee: 1.45% of assets a year

> The firm charges an annual management fee based on a percentage of assets under management in the client’s account as reported by its custodian. Our annual fee is 1.45% and is negotiable at our discretion.

- Account minimum: None

> The firm’s services are offered to individuals, pensions and profit sharing plans, corporations and other businesses entities. We do not require a minimum balance.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $106,407,368
- Discretionary: $106,407,368
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 309 | $59,003,989 |
| High net worth individuals | 45 | $47,403,379 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2026 (0 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, OH, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [mediatefinancial.com](https://mediatefinancial.com)
- Facebook @MediateFinancialServices
- LinkedIn @mediate-financial-services
- YouTube @UC_qD2PbhUMP6qyflgrNf8xw

## Changes in the filing (last 12 months)

### September 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mediate Financial Investment Advisory Services, LLC (CRD 158134): Form ADV filing data as of October 2026.