# Medallion Wealth Advisors, LLC

> Medallion Wealth Advisors, LLC is an SEC-registered investment advisory firm in Farmington, CT, registered since 2019, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 156064
- Filed as: MEDALLION WEALTH ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Farmington, CT
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/156064
- AdvisorCensus page: https://advisorcensus.com/firm/medallion-wealth-advisors-llc-farmington-ct-156064

## Quick answers

**How is Medallion Wealth Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Medallion Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Medallion Wealth Advisors, LLC located?**
Medallion Wealth Advisors, LLC's principal office is in Farmington, CT, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Medallion Wealth Advisors, LLC registered with the SEC or a state?**
Medallion Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 156064.

**How much does Medallion Wealth Advisors, LLC manage?**
Medallion Wealth Advisors, LLC reports $516,929,147 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (95% discretionary).

**How have Medallion Wealth Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Medallion Wealth Advisors, LLC: Regulatory assets under management: $261,338,886 in the October 2021 data and $516,929,147 in the October 2026 data, up 98%. Total employees: 4 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Medallion Wealth Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,416); high net worth individuals (51); corporations or other businesses not listed above (11).

**Which custodians does Medallion Wealth Advisors, LLC use?**
Medallion Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Aspire Financial Services, Charles Schwab & Co., Inc., Employee Fiduciary Corporation, John Hancock Retirement Services, Osaic Wealth, Inc., Pershing Advisor Solutions LLC and Vanguard Retirement Services as custodians holding 10% or more of its separately managed account assets.

**Does Medallion Wealth Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156064

**What changed in Medallion Wealth Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 4. Regulatory assets under management went from $407,428,379 to $516,929,147 (+27%). Registered or notice-filed in WA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Aspire Financial Services
- Charles Schwab & Co., Inc.
- Employee Fiduciary Corporation
- John Hancock Retirement Services
- Osaic Wealth, Inc.
- Pershing Advisor Solutions LLC
- Vanguard Retirement Services

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $516,929,147
- Discretionary: $491,030,168
- Non-discretionary: $25,898,979

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2,416 | $305,666,047 |
| High net worth individuals | 51 | $191,270,000 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,325,600 |
| Charitable organizations | 5 | $15,925,500 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 11 | $2,742,000 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 7 total, 4 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CT, FL, MA, NH, NJ, NY, PA, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Bristol, CT

### Websites listed on Form ADV (Item 1.I)
- medallionwealth.com
- Facebook @Medallion-Wealth-Advisors-LLC-205768842821958
- LinkedIn @medallion-wealth-advisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $261,338,886 | 4 | March 29, 2021 |
| October 2022 | $316,723,768 | 8 | March 24, 2022 |
| October 2023 | $270,275,684 | 7 | March 28, 2023 |
| October 2024 | $328,916,668 | 7 | February 21, 2024 |
| October 2025 | $407,428,379 | 7 | March 7, 2025 |
| October 2026 | $516,929,147 | 7 | March 31, 2026 |

Regulatory assets under management: $261,338,886 in the October 2021 data and $516,929,147 in the October 2026 data, up 98%.
Total employees: 4 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 4.
- Regulatory assets under management went from $407,428,379 to $516,929,147 (+27%).
- Registered or notice-filed in WA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Medallion Wealth Advisors, LLC (CRD 156064): Form ADV filing data as of October 2026.