# McWilliams Asset Management Inc.

> McWilliams Asset Management Inc. is a state-registered investment advisory firm in San Marcos, CA, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 24, 2026.

- CRD: 331404
- Filed as: MCWILLIAMS ASSET MANAGEMENT INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: San Marcos, CA
- Filing period: October 2026
- Form ADV filing dated: June 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/331404
- AdvisorCensus page: https://advisorcensus.com/firm/mcwilliams-asset-management-inc-san-marcos-ca-331404

## Quick answers

**How is McWilliams Asset Management Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), McWilliams Asset Management Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is McWilliams Asset Management Inc. located?**
McWilliams Asset Management Inc.'s principal office is in San Marcos, CA, according to its Form ADV.

**Is McWilliams Asset Management Inc. registered with the SEC or a state?**
McWilliams Asset Management Inc. is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 331404.

**How much does McWilliams Asset Management Inc. manage?**
McWilliams Asset Management Inc. reports $8,018,000 in regulatory assets under management in its Form ADV filing dated June 24, 2026 (100% discretionary).

**What types of clients does McWilliams Asset Management Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (19); high net worth individuals (8).

**Does McWilliams Asset Management Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/331404

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $8,018,000
- Discretionary: $8,018,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 19 | $4,600,000 |
| High net worth individuals | 8 | $3,418,000 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. McWilliams Asset Management Inc. (CRD 331404): Form ADV filing data as of October 2026.