# McNeill Capital, LLC

> McNeill Capital, LLC is an SEC-registered investment advisory firm in Saratoga Springs, NY, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 1, 2026.

- CRD: 154517
- Filed as: MCNEILL CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Saratoga Springs, NY
- Filing period: October 2026
- Form ADV filing dated: April 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/154517
- AdvisorCensus page: https://advisorcensus.com/firm/mcneill-capital-llc-saratoga-springs-ny-154517

## Quick answers

**How is McNeill Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), McNeill Capital, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**How much does McNeill Capital, LLC charge?**
Its Form ADV Part 2A brochure dated April 1, 2026 states: Flat fee: up to $250,000 (financial plan); Hourly rate: $250 to $875 an hour (financial plan); Hourly rate: $25 to $875 an hour (Follow-up implementation work). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is McNeill Capital, LLC located?**
McNeill Capital, LLC's principal office is in Saratoga Springs, NY, according to its Form ADV.

**Is McNeill Capital, LLC registered with the SEC or a state?**
McNeill Capital, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 154517.

**How much does McNeill Capital, LLC manage?**
McNeill Capital, LLC reports $40,619,424 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (100% discretionary).

**How have McNeill Capital, LLC's assets and staff changed since 2023?**
In the Form ADV data for McNeill Capital, LLC: Regulatory assets under management: $30,860,929 in the October 2023 data and $40,619,424 in the October 2026 data, up 32%. Total employees: 1 in October 2023 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does McNeill Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (42).

**Does McNeill Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/154517

**Does McNeill Capital, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated April 1, 2026 says: "MC generally requires a minimum account balance of $500,000 to open and maintain an account for our Asset Management service. We may waive the minimum account balance due to client familial relationships, friends, certain instances where assets have dropped below the minimum or for clients who are expected to grow to the minimum or beyond."

**What changed in McNeill Capital, LLC's recent Form ADV filings?**
In the May 2026 filing data: Regulatory assets under management went from $36,609,463 to $40,619,424 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated April 1, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> MC generally requires a minimum account balance of $500,000 to open and maintain an account for our Asset Management service. We may waive the minimum account balance due to client familial relationships, friends, certain instances where assets have dropped below the minimum or for clients who are expected to grow to the minimum or beyond.

- Flat fee: up to $250,000 (financial plan)

> The fee for a financial plan is predicated upon the facts and circumstances of the client engagement and billed on either a flat fee or on an hourly basis. Flat fees will not exceed $250,000

- Hourly rate: $250 to $875 an hour (financial plan)

> Hourly fees range from $250 - $875 per hour depending on the Advisor and/or Assistant working on the plan.

- Hourly rate: $25 to $875 an hour (Follow-up implementation work)

> Follow-up implementation work may be billed separately at hourly rates ranging from $25 to $875 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $40,619,424
- Discretionary: $40,619,424
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 42 | $40,619,424 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mcneillcapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $30,860,929 | 1 | May 19, 2023 |
| October 2024 | $30,584,968 | 1 | January 17, 2024 |
| October 2025 | $36,609,463 | 1 | March 31, 2025 |
| October 2026 | $40,619,424 | 1 | April 1, 2026 |

Regulatory assets under management: $30,860,929 in the October 2023 data and $40,619,424 in the October 2026 data, up 32%.
Total employees: 1 in October 2023 and 1 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Regulatory assets under management went from $36,609,463 to $40,619,424 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. McNeill Capital, LLC (CRD 154517): Form ADV filing data as of October 2026.