{ "crd_number": 115060, "slug": "mcmorgan-and-company-llc-san-francisco-ca-115060", "primary_business_name": "MCMORGAN & COMPANY LLC", "legal_name": "MCMORGAN & COMPANY LLC", "dbas": [], "city": "San Francisco", "state": "CA", "country": "United States", "cbsa_code": "41860", "metro": { "cbsa_code": "41860", "common_name": "San Francisco", "msa_name": "San Francisco-Oakland-Fremont, CA", "path": "/advisors/ca/san-francisco" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2001-10-11", "years_registered": 24, "period": "2026-10-01", "filing_date": "2026-09-16", "carried_forward": false, "raum_total": 7609155605.0, "raum_discretionary": 7603816405.0, "raum_non_discretionary": 5339200.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 26, "advisory_employees": 14, "client_count_bucket": null, "clients_by_type": { "other": { "raum": 2632907715.0, "count": 143, "description": "ANNUITY FUNDS, H&W FUNDS, TRAINING FUNDS, ASSOCIATIONS, ETC." }, "individuals": { "raum": 4868528.0, "count": 26 }, "pension_profit_sharing": { "raum": 3047267140.0, "count": 32 }, "high_net_worth_individuals": { "raum": 12256926.0, "count": 15 }, "pooled_investment_vehicles": { "raum": 1911855296.0, "count": 7 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "FL", "IL" ], "websites": [ "https://mcmorgan.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/115060", "city_as_filed": "SAN FRANCISCO", "url": "https://advisorcensus.com/firm/mcmorgan-and-company-llc-san-francisco-ca-115060", "display_name": "McMorgan & Company LLC", "summary": "McMorgan & Company LLC is an SEC-registered investment advisory firm in San Francisco, CA, registered since 2001, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 16, 2026.", "citation": "AdvisorCensus. McMorgan & Company LLC (CRD 115060): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is McMorgan & Company LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), McMorgan & Company LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is McMorgan & Company LLC located?", "a": "McMorgan & Company LLC's principal office is in San Francisco, CA, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is McMorgan & Company LLC registered with the SEC or a state?", "a": "McMorgan & Company LLC is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 115060." }, { "q": "How much does McMorgan & Company LLC manage?", "a": "McMorgan & Company LLC reports $7,609,155,605 in regulatory assets under management in its Form ADV filing dated September 16, 2026 (100% discretionary)." }, { "q": "How have McMorgan & Company LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for McMorgan & Company LLC: Regulatory assets under management: $7,003,794,941 in the October 2021 data and $7,609,155,605 in the October 2026 data, up 9%. Total employees: 29 in October 2021 and 26 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does McMorgan & Company LLC serve?", "a": "By number of clients on Form ADV Item 5.D: other (143); pension and profit sharing plans (but not the plan participants or government pension plans) (32); individuals (other than high net worth individuals) (26)." }, { "q": "Which custodians does McMorgan & Company LLC use?", "a": "McMorgan & Company LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Amalgamated Bank, National Financial Services and U.S. Bank Institutional Trust and Custody as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does McMorgan & Company LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/115060" }, { "q": "What changed in McMorgan & Company LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Registered or notice-filed in FL." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 7003794941.0, "total_employees": 29, "filing_date": "2021-04-08" }, { "period": "2022-10-01", "regulatory_assets_under_management": 7339730461.0, "total_employees": 30, "filing_date": "2022-07-05" }, { "period": "2023-10-01", "regulatory_assets_under_management": 6614281129.0, "total_employees": 31, "filing_date": "2023-08-08" }, { "period": "2024-10-01", "regulatory_assets_under_management": 7053394884.0, "total_employees": 31, "filing_date": "2024-06-06" }, { "period": "2025-10-01", "regulatory_assets_under_management": 7421647589.0, "total_employees": 29, "filing_date": "2025-06-12" }, { "period": "2026-10-01", "regulatory_assets_under_management": 7609155605.0, "total_employees": 26, "filing_date": "2026-09-16" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Registered or notice-filed in FL." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 16 to 14.", "No longer lists an office in Thousand Oaks, CA.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Amalgamated Bank", "name_as_filed": "AMALGAMATED BANK", "affiliated": false }, { "name": "National Financial Services", "name_as_filed": "NATIONAL FINANCIAL SERVICES", "affiliated": false }, { "name": "U.S. Bank Institutional Trust and Custody", "name_as_filed": "U.S. BANK INSTITUTIONAL TRUST AND CUSTODY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/mcmorgan-and-company-llc-san-francisco-ca-115060.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 26, "fewer_than_5": false, "raum": 4868528.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 15, "fewer_than_5": false, "raum": 12256926.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 7, "fewer_than_5": false, "raum": 1911855296.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 32, "fewer_than_5": false, "raum": 3047267140.0 }, { "type": "other", "label": "Other", "count": 143, "fewer_than_5": false, "raum": 2632907715.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/115060", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }