# McMillan Analysis Corporation

> McMillan Analysis Corporation is a state-registered investment advisory firm in Morristown, NJ, registered since 1992, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 128920
- Filed as: MCMILLAN ANALYSIS CORPORATION
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Morristown, NJ
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/128920
- AdvisorCensus page: https://advisorcensus.com/firm/mcmillan-analysis-corporation-morristown-nj-128920

## Quick answers

**How is McMillan Analysis Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), McMillan Analysis Corporation reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is McMillan Analysis Corporation located?**
McMillan Analysis Corporation's principal office is in Morristown, NJ, according to its Form ADV.

**Is McMillan Analysis Corporation registered with the SEC or a state?**
McMillan Analysis Corporation is a state-registered investment advisory firm, registered since 1992. Status as filed: APPROVED. CRD 128920.

**How much does McMillan Analysis Corporation manage?**
McMillan Analysis Corporation reports $33,083,195 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does McMillan Analysis Corporation serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (29); individuals (other than high net worth individuals) (19); pooled investment vehicles (other than investment companies and business development companies) (1).

**Does McMillan Analysis Corporation report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.B(2) (charge for a listed misdemeanor in the past ten years) and 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/128920

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $33,083,195
- Discretionary: $33,083,195
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 19 | $5,586,302 |
| High net worth individuals | 29 | $17,744,420 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $464,446 |
| Other investment advisers | Fewer than 5 | $3,931,562 |
| Corporations or other businesses not listed above | Fewer than 5 | $5,356,465 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 1992 (34 years)
- Employees: 9 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, NC, NJ, NY, TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.B(2): In the past ten years, has the firm or an advisory affiliate been charged with one of the misdemeanors listed in 11.B(1)?
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/128920

### Websites listed on Form ADV (Item 1.I)
- [mcmillanasset.com](https://mcmillanasset.com)
- [optionstrategist.com](https://optionstrategist.com)
- Facebook @OPTIONSTRATEGIST
- X @OPTSTRATEGIST

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. McMillan Analysis Corporation (CRD 128920): Form ADV filing data as of October 2026.