# McLaughlin Asset Management, Inc.

> McLaughlin Asset Management, Inc. is an SEC-registered investment advisory firm in Danville, IL, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 125735
- Filed as: MCLAUGHLIN ASSET MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Danville, IL
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/125735
- AdvisorCensus page: https://advisorcensus.com/firm/mclaughlin-asset-management-inc-danville-il-125735

## Quick answers

**How is McLaughlin Asset Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), McLaughlin Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is McLaughlin Asset Management, Inc. located?**
McLaughlin Asset Management, Inc.'s principal office is in Danville, IL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is McLaughlin Asset Management, Inc. registered with the SEC or a state?**
McLaughlin Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 125735.

**How much does McLaughlin Asset Management, Inc. manage?**
McLaughlin Asset Management, Inc. reports $176,147,241 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have McLaughlin Asset Management, Inc.'s assets and staff changed since 2025?**
In the Form ADV data for McLaughlin Asset Management, Inc.: Regulatory assets under management: $125,317,842 in the October 2025 data and $176,147,241 in the October 2026 data, up 41%. Total employees: 3 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does McLaughlin Asset Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (56); individuals (other than high net worth individuals) (55).

**Which custodians does McLaughlin Asset Management, Inc. use?**
McLaughlin Asset Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does McLaughlin Asset Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125735

**Does McLaughlin Asset Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "McLaughlin Asset Management, Inc. typically requires a minimum asset level of $1,000,000 for its investment advisory services’ relationships."

**What changed in McLaughlin Asset Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $125,317,842 to $176,147,241 (+41%). No longer lists an office in Danville, IL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $1,000,000

> McLaughlin Asset Management, Inc. typically requires a minimum asset level of $1,000,000 for its investment advisory services’ relationships.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $176,147,241
- Discretionary: $176,022,611
- Non-discretionary: $124,630

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 55 | $15,679,764 |
| High net worth individuals | 56 | $153,571,755 |
| Charitable organizations | Fewer than 5 | $6,895,722 |
| Other investment advisers | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2025 (1 year)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, IN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Lafayette, IN

### Websites listed on Form ADV (Item 1.I)
- maminvesting.com
- LinkedIn @RYAN-MCLAUGHLIN-1B892A11
- LinkedIn @james-keene-91273683

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $125,317,842 | 3 | April 22, 2025 |
| October 2026 | $176,147,241 | 4 | March 31, 2026 |

Regulatory assets under management: $125,317,842 in the October 2025 data and $176,147,241 in the October 2026 data, up 41%.
Total employees: 3 in October 2025 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $125,317,842 to $176,147,241 (+41%).
- No longer lists an office in Danville, IL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. McLaughlin Asset Management, Inc. (CRD 125735): Form ADV filing data as of October 2026.