{ "crd_number": 296271, "slug": "mcguire-wealth-management-wakefield-ri-296271", "primary_business_name": "MCGUIRE WEALTH MANAGEMENT", "legal_name": "MCGUIRE INVESTMENT GROUP, LLC", "dbas": [], "city": "Wakefield", "state": "RI", "country": "United States", "cbsa_code": "39300", "metro": { "cbsa_code": "39300", "common_name": "Providence", "msa_name": "Providence-Warwick, RI-MA", "path": "/advisors/ri/providence" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2018-07-26", "years_registered": 8, "period": "2026-10-01", "filing_date": "2026-03-04", "carried_forward": false, "raum_total": 1061093863.0, "raum_discretionary": 1061093863.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 5, "advisory_employees": 3, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 6815828.0, "count": 5 }, "individuals": { "raum": 56980592.0, "count": 127 }, "pension_profit_sharing": { "raum": 17528693.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 977377282.0, "count": 175 }, "corporations_other_businesses": { "raum": 2391468.0, "count": 7 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "DE", "FL", "LA", "MA", "NH", "NY", "RI", "VA" ], "websites": [ "https://linkedin.com/company/mcguire-wealth-management", "https://mcguirewealth.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/296271", "city_as_filed": "WAKEFIELD", "url": "https://advisorcensus.com/firm/mcguire-wealth-management-wakefield-ri-296271", "display_name": "McGuire Wealth Management", "summary": "McGuire Wealth Management is an SEC-registered investment advisory firm in Wakefield, RI, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 4, 2026.", "citation": "AdvisorCensus. McGuire Wealth Management (CRD 296271): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services" ], "quick_answers": [ { "q": "How is McGuire Wealth Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), McGuire Wealth Management reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is McGuire Wealth Management located?", "a": "McGuire Wealth Management's principal office is in Wakefield, RI, according to its Form ADV." }, { "q": "Is McGuire Wealth Management registered with the SEC or a state?", "a": "McGuire Wealth Management is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 296271." }, { "q": "How much does McGuire Wealth Management manage?", "a": "McGuire Wealth Management reports $1,061,093,863 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (100% discretionary)." }, { "q": "How have McGuire Wealth Management's assets and staff changed since 2021?", "a": "In the Form ADV data for McGuire Wealth Management: Regulatory assets under management: $523,008,485 in the October 2021 data and $1,061,093,863 in the October 2026 data, up 103%. Total employees: 3 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does McGuire Wealth Management serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (175); individuals (other than high net worth individuals) (127); corporations or other businesses not listed above (7)." }, { "q": "Which custodians does McGuire Wealth Management use?", "a": "McGuire Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Wells Fargo Clearing Services, LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does McGuire Wealth Management report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/296271" }, { "q": "What changed in McGuire Wealth Management's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $819,045,333 to $1,061,093,863 (+30%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 523008485.0, "total_employees": 3, "filing_date": "2021-03-02" }, { "period": "2022-10-01", "regulatory_assets_under_management": 687242743.0, "total_employees": 3, "filing_date": "2022-03-14" }, { "period": "2023-10-01", "regulatory_assets_under_management": 558229079.0, "total_employees": 3, "filing_date": "2023-03-22" }, { "period": "2024-10-01", "regulatory_assets_under_management": 707642527.0, "total_employees": 3, "filing_date": "2024-02-21" }, { "period": "2025-10-01", "regulatory_assets_under_management": 819045333.0, "total_employees": 5, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1061093863.0, "total_employees": 5, "filing_date": "2026-03-04" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $819,045,333 to $1,061,093,863 (+30%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Wells Fargo Clearing Services, LLC", "name_as_filed": "WELLS FARGO CLEARING SERVICES, LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/mcguire-wealth-management-wakefield-ri-296271.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 127, "fewer_than_5": false, "raum": 56980592.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 175, "fewer_than_5": false, "raum": 977377282.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 17528693.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 5, "fewer_than_5": false, "raum": 6815828.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 7, "fewer_than_5": false, "raum": 2391468.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/296271", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }