# McGuigan Financial, LLC

> McGuigan Financial, LLC is a state-registered investment advisory firm, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 17, 2026.

- CRD: 299624
- Filed as: MCGUIGAN FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: February 17, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/299624
- AdvisorCensus page: https://advisorcensus.com/firm/mcguigan-financial-llc-299624

## Quick answers

**How is McGuigan Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), McGuigan Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is McGuigan Financial, LLC registered with the SEC or a state?**
McGuigan Financial, LLC is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 299624.

**How much does McGuigan Financial, LLC manage?**
McGuigan Financial, LLC reports $79,008,058 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (93% discretionary).

**What types of clients does McGuigan Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (104); high net worth individuals (58); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does McGuigan Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/299624

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $79,008,058
- Discretionary: $73,290,071
- Non-discretionary: $5,717,987

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 104 | $21,346,700 |
| High net worth individuals | 58 | $56,126,380 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,534,978 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (7 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: MA, NH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mcguiganfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. McGuigan Financial, LLC (CRD 299624): Form ADV filing data as of October 2026.