# McGinn Penninger Investment Management Inc.

> McGinn Penninger Investment Management Inc. is an SEC-registered investment advisory firm in Alexandria, VA, registered since 1992, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 107396
- Filed as: MCGINN PENNINGER INVESTMENT MANAGEMENT INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Alexandria, VA
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107396
- AdvisorCensus page: https://advisorcensus.com/firm/mcginn-penninger-investment-management-inc-alexandria-va-107396

## Quick answers

**How is McGinn Penninger Investment Management Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), McGinn Penninger Investment Management Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is McGinn Penninger Investment Management Inc. located?**
McGinn Penninger Investment Management Inc.'s principal office is in Alexandria, VA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is McGinn Penninger Investment Management Inc. registered with the SEC or a state?**
McGinn Penninger Investment Management Inc. is an SEC-registered investment advisory firm, registered since 1992. Status as filed: Approved. CRD 107396.

**How much does McGinn Penninger Investment Management Inc. manage?**
McGinn Penninger Investment Management Inc. reports $204,440,844 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have McGinn Penninger Investment Management Inc.'s assets and staff changed since 2021?**
In the Form ADV data for McGinn Penninger Investment Management Inc.: Regulatory assets under management: $121,959,029 in the October 2021 data and $204,440,844 in the October 2026 data, up 68%. Total employees: 3 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does McGinn Penninger Investment Management Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (331); investment companies (1).

**Does McGinn Penninger Investment Management Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107396

**What changed in McGinn Penninger Investment Management Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $174,267,133 to $204,440,844 (+17%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $204,440,844
- Discretionary: $204,440,844
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 331 | $118,265,961 |
| Investment companies | 1 | $86,174,883 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1992 (34 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, DC, FL, MD, NY, SC, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Charleston, SC

### Websites listed on Form ADV (Item 1.I)
- [mcginninpenninger.com](https://mcginninpenninger.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $121,959,029 | 3 | March 22, 2021 |
| October 2022 | $172,814,796 | 3 | March 28, 2022 |
| October 2023 | $165,267,851 | 4 | May 11, 2023 |
| October 2024 | $162,621,483 | 4 | March 18, 2024 |
| October 2025 | $174,267,133 | 5 | July 22, 2025 |
| October 2026 | $204,440,844 | 5 | March 24, 2026 |

Regulatory assets under management: $121,959,029 in the October 2021 data and $204,440,844 in the October 2026 data, up 68%.
Total employees: 3 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $174,267,133 to $204,440,844 (+17%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. McGinn Penninger Investment Management Inc. (CRD 107396): Form ADV filing data as of October 2026.