{
  "crd_number": 107396,
  "slug": "mcginn-penninger-investment-management-inc-alexandria-va-107396",
  "primary_business_name": "MCGINN PENNINGER INVESTMENT MANAGEMENT INC.",
  "legal_name": "MCGINN PENNINGER INVESTMENT MANAGEMENT INC.",
  "dbas": [],
  "city": "Alexandria",
  "state": "VA",
  "country": "United States",
  "cbsa_code": "47900",
  "metro": {
    "cbsa_code": "47900",
    "common_name": "Washington",
    "msa_name": "Washington-Arlington-Alexandria, DC-VA-MD-WV",
    "path": "/advisors/dc/washington"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1992-02-07",
  "years_registered": 34,
  "period": "2026-10-01",
  "filing_date": "2026-03-24",
  "carried_forward": false,
  "raum_total": 204440844.0,
  "raum_discretionary": 204440844.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "investment_companies": {
      "raum": 86174883.0,
      "count": 1
    },
    "high_net_worth_individuals": {
      "raum": 118265961.0,
      "count": 331
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "DC",
    "FL",
    "MD",
    "NY",
    "SC",
    "VA"
  ],
  "websites": [
    "https://mcginninpenninger.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107396",
  "city_as_filed": "ALEXANDRIA",
  "url": "https://advisorcensus.com/firm/mcginn-penninger-investment-management-inc-alexandria-va-107396",
  "display_name": "McGinn Penninger Investment Management Inc.",
  "summary": "McGinn Penninger Investment Management Inc. is an SEC-registered investment advisory firm in Alexandria, VA, registered since 1992, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.",
  "citation": "AdvisorCensus. McGinn Penninger Investment Management Inc. (CRD 107396): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is McGinn Penninger Investment Management Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), McGinn Penninger Investment Management Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is McGinn Penninger Investment Management Inc. located?",
      "a": "McGinn Penninger Investment Management Inc.'s principal office is in Alexandria, VA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is McGinn Penninger Investment Management Inc. registered with the SEC or a state?",
      "a": "McGinn Penninger Investment Management Inc. is an SEC-registered investment advisory firm, registered since 1992. Status as filed: Approved. CRD 107396."
    },
    {
      "q": "How much does McGinn Penninger Investment Management Inc. manage?",
      "a": "McGinn Penninger Investment Management Inc. reports $204,440,844 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary)."
    },
    {
      "q": "How have McGinn Penninger Investment Management Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for McGinn Penninger Investment Management Inc.: Regulatory assets under management: $121,959,029 in the October 2021 data and $204,440,844 in the October 2026 data, up 68%. Total employees: 3 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does McGinn Penninger Investment Management Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (331); investment companies (1)."
    },
    {
      "q": "Does McGinn Penninger Investment Management Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107396"
    },
    {
      "q": "What changed in McGinn Penninger Investment Management Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $174,267,133 to $204,440,844 (+17%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 121959029.0,
      "total_employees": 3,
      "filing_date": "2021-03-22"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 172814796.0,
      "total_employees": 3,
      "filing_date": "2022-03-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 165267851.0,
      "total_employees": 4,
      "filing_date": "2023-05-11"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 162621483.0,
      "total_employees": 4,
      "filing_date": "2024-03-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 174267133.0,
      "total_employees": 5,
      "filing_date": "2025-07-22"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 204440844.0,
      "total_employees": 5,
      "filing_date": "2026-03-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $174,267,133 to $204,440,844 (+17%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/mcginn-penninger-investment-management-inc-alexandria-va-107396.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 331,
      "fewer_than_5": false,
      "raum": 118265961.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 86174883.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107396",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}