# McCormick Financial Advisors, LLC

> McCormick Financial Advisors, LLC is a state-registered investment advisory firm, registered since 2017, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 289043
- Filed as: MCCORMICK FINANCIAL ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Montana
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/289043
- AdvisorCensus page: https://advisorcensus.com/firm/mccormick-financial-advisors-llc-289043

## Quick answers

**How is McCormick Financial Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), McCormick Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is McCormick Financial Advisors, LLC registered with the SEC or a state?**
McCormick Financial Advisors, LLC is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 289043.

**How much does McCormick Financial Advisors, LLC manage?**
McCormick Financial Advisors, LLC reports $84,750,833 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary).

**What types of clients does McCormick Financial Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (27); high net worth individuals (25).

**Does McCormick Financial Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/289043

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $84,750,833
- Discretionary: $84,750,833
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 27 | $15,413,463 |
| High net worth individuals | 25 | $68,764,726 |
| Corporations or other businesses not listed above | Fewer than 5 | $572,644 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mccormickfinancialadvisors.com
- LinkedIn @MIKEJMCCORMICK

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. McCormick Financial Advisors, LLC (CRD 289043): Form ADV filing data as of October 2026.