{ "crd_number": 136857, "slug": "mccormack-financial-planning-inc-atlanta-ga-136857", "primary_business_name": "MCCORMACK FINANCIAL PLANNING INC.", "legal_name": "MCCORMACK FINANCIAL PLANNING INC.", "dbas": [], "city": "Atlanta", "state": "GA", "country": "United States", "cbsa_code": "12060", "metro": { "cbsa_code": "12060", "common_name": "Atlanta", "msa_name": "Atlanta-Sandy Springs-Roswell, GA", "path": "/advisors/ga/atlanta" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-06-23", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-02-05", "carried_forward": false, "raum_total": 115737255.0, "raum_discretionary": 115737255.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 3, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 32737255.0, "count": 96 }, "high_net_worth_individuals": { "raum": 83000000.0, "count": 36 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "other", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "FL", "GA", "MD" ], "websites": [ "https://mccormackfp.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/136857", "city_as_filed": "ATLANTA", "url": "https://advisorcensus.com/firm/mccormack-financial-planning-inc-atlanta-ga-136857", "display_name": "McCormack Financial Planning Inc.", "summary": "McCormack Financial Planning Inc. is an SEC-registered investment advisory firm in Atlanta, GA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 5, 2026.", "citation": "AdvisorCensus. McCormack Financial Planning Inc. (CRD 136857): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)", "Other" ], "quick_answers": [ { "q": "How is McCormack Financial Planning Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), McCormack Financial Planning Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "How much does McCormack Financial Planning Inc. charge?", "a": "Its Form ADV Part 2A brochure dated February 5, 2026 states: Hourly rate: $400 an hour (Consultations). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is McCormack Financial Planning Inc. located?", "a": "McCormack Financial Planning Inc.'s principal office is in Atlanta, GA, according to its Form ADV." }, { "q": "Is McCormack Financial Planning Inc. registered with the SEC or a state?", "a": "McCormack Financial Planning Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 136857." }, { "q": "How much does McCormack Financial Planning Inc. manage?", "a": "McCormack Financial Planning Inc. reports $115,737,255 in regulatory assets under management in its Form ADV filing dated February 5, 2026 (100% discretionary)." }, { "q": "How have McCormack Financial Planning Inc.'s assets and staff changed since 2025?", "a": "In the Form ADV data for McCormack Financial Planning Inc.: Regulatory assets under management: $103,000,000 in the October 2025 data and $115,737,255 in the October 2026 data, up 12%. Total employees: 5 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does McCormack Financial Planning Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (96); high net worth individuals (36)." }, { "q": "Which custodians does McCormack Financial Planning Inc. use?", "a": "McCormack Financial Planning Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does McCormack Financial Planning Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/136857" }, { "q": "What changed in McCormack Financial Planning Inc.'s recent Form ADV filings?", "a": "In the March 2026 filing data: Regulatory assets under management went from $103,000,000 to $115,737,255 (+12%)." } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": 103000000.0, "total_employees": 5, "filing_date": "2025-05-22" }, { "period": "2026-10-01", "regulatory_assets_under_management": 115737255.0, "total_employees": 3, "filing_date": "2026-02-05" } ], "recent_changes": [ { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Regulatory assets under management went from $103,000,000 to $115,737,255 (+12%)." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "No longer registered or notice-filed in SC." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated February 5, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [ "Hourly rate: $400 an hour (Consultations)" ], "figures": [ { "label": "Planning fee", "statements": [ "Hourly rate: $400 an hour (Consultations)" ], "quotes": [ "Hourly fees for Consultations $400" ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [ { "kind": "hourly", "amount": 400.0, "min": null, "max": null, "period": "hour", "service": "Consultations" } ] }, "quotes": [ "Hourly fees for Consultations $400" ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Pershing LLC", "name_as_filed": "PERSHING LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/mccormack-financial-planning-inc-atlanta-ga-136857.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 96, "fewer_than_5": false, "raum": 32737255.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 36, "fewer_than_5": false, "raum": 83000000.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/136857", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }