# McCauley Investments Advisors LLC

> McCauley Investments Advisors LLC is a state-registered investment advisory firm in Guilford, CT, registered since 2014, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 18, 2023.

- CRD: 171742
- Filed as: MCCAULEY INVESTMENTS ADVISORS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Guilford, CT
- Filing period: October 2026
- Form ADV filing dated: March 18, 2023
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/171742
- AdvisorCensus page: https://advisorcensus.com/firm/mccauley-investments-advisors-llc-guilford-ct-171742

## Quick answers

**How is McCauley Investments Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), McCauley Investments Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is McCauley Investments Advisors LLC located?**
McCauley Investments Advisors LLC's principal office is in Guilford, CT, according to its Form ADV.

**Is McCauley Investments Advisors LLC registered with the SEC or a state?**
McCauley Investments Advisors LLC is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 171742.

**How much does McCauley Investments Advisors LLC manage?**
McCauley Investments Advisors LLC reports $9,190,000 in regulatory assets under management in its Form ADV filing dated March 18, 2023 (77% discretionary).

**What types of clients does McCauley Investments Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (42); insurance companies (14).

**Does McCauley Investments Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/171742

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $9,190,000
- Discretionary: $7,100,000
- Non-discretionary: $2,090,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 42 | $6,190,000 |
| High net worth individuals | Fewer than 5 | $2,000,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 14 | $1,000,000 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. McCauley Investments Advisors LLC (CRD 171742): Form ADV filing data as of October 2026.